Profil
Ms. Anne M.
Brooks is Senior Trader at James Capital Alliance, Inc. She oversees operations in the trading area.
Her responsibilities include execution of all trading instructions as specified by the James Investment Research, Inc., Investment Committee.
She is also responsible for maintaining the performance composites for the James Capital Alliance products.
She joined the firm in 1996.
Ms. Brooks graduated magna cum laude with an A.B. Honors Degree from Marquette University and is a member of the Phi Beta Kappa National Honor Society.
She holds the FINRA Series 63 and Series 65 securities registrations.
Anciens postes connus de Anne Mary Brooks
| Sociétés | Poste | Fin |
|---|---|---|
James Capital Alliance, Inc.
James Capital Alliance, Inc. Investment ManagersFinance JCA offers a range of investment styles. The firm has a contractual relationship with an affiliated (by common control and ownership) SEC-registered investment adviser, James Investment Research, Inc. In this contractual relationship, James Investment Research is responsible for JCA’s asset allocation, research, stock and bond selections, and other services. James Investment Research, Inc. develops and tests statistical computer programs, which assists them in analyzing computer data, permitting them to review and monitor large quantities of data and investment opportunities. | Trading-Equity | 01/12/2017 |
Formation de Anne Mary Brooks
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Entreprise privées
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| Entreprise privées | 2 |
|---|---|
James Capital Alliance, Inc.
James Capital Alliance, Inc. Investment ManagersFinance JCA offers a range of investment styles. The firm has a contractual relationship with an affiliated (by common control and ownership) SEC-registered investment adviser, James Investment Research, Inc. In this contractual relationship, James Investment Research is responsible for JCA’s asset allocation, research, stock and bond selections, and other services. James Investment Research, Inc. develops and tests statistical computer programs, which assists them in analyzing computer data, permitting them to review and monitor large quantities of data and investment opportunities. | Finance |
Marquette University
Marquette University Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
















