Profil
Mr. Brian A. Swain, CFA, is Portfolio Manager & Senior Managing Director at Tiburon Capital Management LLC.
He is an owner-member of Tiburon.
Additionally, he is a part of Tiburon's professional investment staff.
He is responsible for portfolio composition, trading and risk management.
Prior to joining TCM in April 2013, Mr. Swain was a founding principal of Quattro Global Capital, LLC and served as their Porfolio Manager (1998-2010).
He was previously Director of Research and Managing Director and a Portfolio Manager at The Palladin Group, L.P.
(1992-1998).
Previously, he was an Analyst at the Penn Mutual Life Insurance Company (1988-1992).
Mr. Swain received his BS from Penn State University and is a Chartered Financial Analyst.
He is a member of the Association of Investment Management and Research and is a member of the New York Society of Investment Analysts.
Anciens postes connus de Brian Anthony Swain
| Sociétés | Poste | Fin |
|---|---|---|
Quattro Global Capital LLC
Quattro Global Capital LLC Investment ManagersFinance Quattro Global Capital seeks to generate absolute returns by pursuing a global convertible arbitrage strategy in four distinct areas: foreign convertible arbitrage, domestic convertible arbitrage, distressed/special situation convertible arbitrage and Regulation D convertibles. | Compliance Officer | - |
The Palladin Group LP
The Palladin Group LP Investment ManagersFinance Palladin invests in small-cap life sciences companies. | Corporate Officer/Principal | 31/12/1997 |
The Penn Mutual Life Insurance Co.
The Penn Mutual Life Insurance Co. Life/Health InsuranceFinance Provides life insurance, annuity, wealth and asset management services | Corporate Officer/Principal | 31/12/1991 |
Tiburon Capital Management LLC
Tiburon Capital Management LLC Investment ManagersFinance Tiburon Capital Management employs event-driven investment strategies that are executed primarily through credit instruments. Their strategies include distressed securities and obligations, capital structure arbitrage and special situations. The firm employs a deep value, bottom-up research process that screens for situations with expected revaluation catalysts and values the entire capital structure. The firm seeks total returns of 25% or more. They may invest in debt or equity, private or public companies and in options or other derivatives. The firm prefers to invest in credit instruments including bank debt, bonds or credit default swaps. Tiburon Capital Management invests in most established markets around the world with focus on North America. They create balanced portfolios that limit the co-dependence of positions and correlation to the markets. They seek longer-term value with opportunistic trading around core positions and hedge certain market and/or industry exposures. | Trading-Equity | - |
Formation de Brian Anthony Swain
Expériences
Fonctions occupées
Actives
Inactives
Sociétés cotées
Entreprise privées
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Relations au 1er degré
Entreprises liées au 1er degré
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Femme
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Sociétés liées
| Entreprise privées | 5 |
|---|---|
The Penn Mutual Life Insurance Co.
The Penn Mutual Life Insurance Co. Life/Health InsuranceFinance Provides life insurance, annuity, wealth and asset management services | Finance |
The Palladin Group LP
The Palladin Group LP Investment ManagersFinance Palladin invests in small-cap life sciences companies. | Finance |
Quattro Global Capital LLC
Quattro Global Capital LLC Investment ManagersFinance Quattro Global Capital seeks to generate absolute returns by pursuing a global convertible arbitrage strategy in four distinct areas: foreign convertible arbitrage, domestic convertible arbitrage, distressed/special situation convertible arbitrage and Regulation D convertibles. | Finance |
The Pennsylvania State University
The Pennsylvania State University Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Tiburon Capital Management LLC
Tiburon Capital Management LLC Investment ManagersFinance Tiburon Capital Management employs event-driven investment strategies that are executed primarily through credit instruments. Their strategies include distressed securities and obligations, capital structure arbitrage and special situations. The firm employs a deep value, bottom-up research process that screens for situations with expected revaluation catalysts and values the entire capital structure. The firm seeks total returns of 25% or more. They may invest in debt or equity, private or public companies and in options or other derivatives. The firm prefers to invest in credit instruments including bank debt, bonds or credit default swaps. Tiburon Capital Management invests in most established markets around the world with focus on North America. They create balanced portfolios that limit the co-dependence of positions and correlation to the markets. They seek longer-term value with opportunistic trading around core positions and hedge certain market and/or industry exposures. | Finance |
















