Bruce Saxon
Conseiller Juridique Général chez ISHARES SILVER BULLION ETF
Profil
Mr. Bruce Saxon is Vice President & Fund Compliance Officer at Claymore Group, Inc., Vice President-Compliance at Blackrock Silver Bullion Trust, and Vice President & Fund Compliance Officer at Guggenheim Funds Distributors LLC.
Mr. Saxon was previously employed as Chief Compliance Officer by Guggenheim Equal Weight Enhanced Equity Income Fund, Chief Compliance Officer by Guggenheim Build America Bonds Managed Duration Trust, Chief Compliance Officer by Managed Duration Investment Grade Municipal Fund, Chief Compliance Officer by Claymore Dividend & Income Fund, Chief Compliance Officer by Fiduciary Claymore MLP Opportunity Fund, Chief Compliance Officer by Guggenheim Enhanced Equity Income Fund, Chief Compliance Officer by Guggenheim Strategic Opportunities Fund, Chief Compliance Officer by Madison, Chief Compliance Officer by TS&W, Chief Compliance Officer & Assistant Secretary by Harris Investment Management, Inc., and Compliance Director by Harrisdirect LLC.
Mr. Saxon received his undergraduate degree from the University of Illinois.
Postes actifs de Bruce Saxon
| Sociétés | Poste | Début |
|---|---|---|
| ISHARES SILVER BULLION ETF | Conseiller Juridique Général | 27/07/2010 |
Claymore Group, Inc.
 Claymore Group, Inc. Investment ManagersFinance Claymore Group, Inc. provides financial and asset management services. The firm offers investment solutions for financial advisors and their clients. The company was founded in 2004 and is headquartered in Lisle, IL. | Compliance Officer | 01/01/2006 |
Anciens postes connus de Bruce Saxon
| Sociétés | Poste | Fin |
|---|---|---|
TS&W/Claymore Tax-Advantaged Balanced Fund
 TS&W/Claymore Tax-Advantaged Balanced Fund Investment Trusts/Mutual FundsMiscellaneous TS&W/Claymore Tax-Advantaged Balanced Fund is a closed-End Investment Fund/Investment Trust. Its investment objective is to provide a high level of total after-tax return, including attractive tax-advantaged income. The company is headquartered in Lisle, IL. | Conseiller Juridique Général | 08/02/2012 |
Claymore Dividend & Income Fund
 Claymore Dividend & Income Fund Investment Trusts/Mutual FundsMiscellaneous Claymore Dividend & Income Fund is a closed-end investment fund/Investment trust. It offers strategic investment solutions for financial advisors and their valued clients. It also provides investment management, investment advisory, insurance, investment banking and capital markets services. The company was founded on January 27, 2004 and is headquartered in Lisle, IL. | Conseiller Juridique Général | 16/05/2011 |
Harris Investment Management, Inc.
 Harris Investment Management, Inc. Investment ManagersFinance Founded in 1973, BMO Asset Management Corp. is a registered investment advisor located in Chicago, Illinois. The firm is a subsidiary of BMO Financial Corp. and their ultimate parent is Bank of Montreal (NYSE: BMO). They were formerly known as Harris Investment Management, Inc. BMO Asset Management provides investment management services to pension, profit sharing, institutional and personal portfolios. | Conseiller Juridique Général | 01/01/2006 |
Harrisdirect LLC
 Harrisdirect LLC Internet Software/ServicesTechnology Services Harrisdirect LLC was a online brokerage unit. The company offered online securities trading and market research, as well as broker-assisted services and private banking. Harrisdirect LLC provided online investment services. | Conseiller Juridique Général | 01/01/2003 |
| GUGGENHEIM EQUAL WEIGHT ENHANCED | Compliance Officer | - |
Formation de Bruce Saxon
| University of Illinois | Undergraduate Degree |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 14 |
|---|---|
TS&W/Claymore Tax-Advantaged Balanced Fund
TS&W/Claymore Tax-Advantaged Balanced Fund Investment Trusts/Mutual FundsMiscellaneous TS&W/Claymore Tax-Advantaged Balanced Fund is a closed-End Investment Fund/Investment Trust. Its investment objective is to provide a high level of total after-tax return, including attractive tax-advantaged income. The company is headquartered in Lisle, IL. | Miscellaneous |
Madison Covered Call & Equity Strategy Fund
 Madison Covered Call & Equity Strategy Fund Investment Trusts/Mutual FundsMiscellaneous Madison Covered Call & Equity Strategy Fund operates as a closed-end investment fund. Its investment objective is to provide a high level of current income and current gains, with a secondary objective of long-term capital appreciation. The company was founded on May 6, 2004 and is headquartered in Madison, WI. | Miscellaneous |
Fiduciary/Claymore Energy Infrastructure Fund
 Fiduciary/Claymore Energy Infrastructure Fund Investment Trusts/Mutual FundsMiscellaneous Fiduciary/Claymore Energy Infrastructure Fund is a closed-end management investment company. It engages in the provision of after-tax total return with an emphasis on current distributions paid to shareholders. The company was founded on October 4, 2004 and is headquartered in Chicago, IL. | Miscellaneous |
Harrisdirect LLC
Harrisdirect LLC Internet Software/ServicesTechnology Services Harrisdirect LLC was a online brokerage unit. The company offered online securities trading and market research, as well as broker-assisted services and private banking. Harrisdirect LLC provided online investment services. | Technology Services |
Claymore Group, Inc.
Claymore Group, Inc. Investment ManagersFinance Claymore Group, Inc. provides financial and asset management services. The firm offers investment solutions for financial advisors and their clients. The company was founded in 2004 and is headquartered in Lisle, IL. | Finance |
iShares Silver Bullion ETF
 iShares Silver Bullion ETF Investment Trusts/Mutual FundsMiscellaneous iShares Silver Bullion ETF is a Closed-End Investment Fund/Investment Trust. Its objective is to replicate the price performance of silver bullion, less the Fund's expenses and fees. The company was founded on June 29, 2009 and is headquartered in Toronto, Canada. | Miscellaneous |
Guggenheim Taxable Municipal Bond & Investment Grade Debt Tr.
 Guggenheim Taxable Municipal Bond & Investment Grade Debt Tr. Investment Trusts/Mutual FundsMiscellaneous Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust is a diversified and closed-end management investment company, which engages in the investment activities for long-term capital appreciation. The company was founded on June 30, 2010 and is headquartered in Chicago, IL. | Miscellaneous |
Guggenheim Equal Weight Enhanced Equity Income Fund
 Guggenheim Equal Weight Enhanced Equity Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Equal Weight Enhanced Equity Income Fund - is a closed-end investment fund. Its investment objective is to provide a high level of risk-adjusted total return with an emphasis on current income. The company was founded on July 11, 2011 and is headquartered in Chicago, IL. | Miscellaneous |
Harris Investment Management, Inc.
Harris Investment Management, Inc. Investment ManagersFinance Founded in 1973, BMO Asset Management Corp. is a registered investment advisor located in Chicago, Illinois. The firm is a subsidiary of BMO Financial Corp. and their ultimate parent is Bank of Montreal (NYSE: BMO). They were formerly known as Harris Investment Management, Inc. BMO Asset Management provides investment management services to pension, profit sharing, institutional and personal portfolios. | Finance |
Guggenheim Strategic Opportunities Fund
 Guggenheim Strategic Opportunities Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Strategic Opportunities Fund operates as a diversified, closed-end management investment company. The fund intends to maximize total return through a combination of current income and capital appreciation. It pursues a relative value-based investment philosophy, which utilizes quantitative and qualitative analysis to seek to identify securities or spreads between securities that deviate from their perceived fair value and/or historical norms. The company was founded on November 13, 2006 and is headquartered in Chicago, IL. | Miscellaneous |
Claymore Dividend & Income Fund
Claymore Dividend & Income Fund Investment Trusts/Mutual FundsMiscellaneous Claymore Dividend & Income Fund is a closed-end investment fund/Investment trust. It offers strategic investment solutions for financial advisors and their valued clients. It also provides investment management, investment advisory, insurance, investment banking and capital markets services. The company was founded on January 27, 2004 and is headquartered in Lisle, IL. | Miscellaneous |
Managed Duration Investment Grade Municipal Fund
 Managed Duration Investment Grade Municipal Fund Investment Trusts/Mutual FundsMiscellaneous Managed Duration Investment Grade Municipal Fund operates as a closed-end investment fund/trust. It intends to provide its shareholders with current income exempt from federal income tax while seeking to protect the value of the assets during periods of interest rate volatility. The company was founded on May 20, 2003 and is headquartered in New York, NY. | Miscellaneous |
Guggenheim Enhanced Equity Income Fund
 Guggenheim Enhanced Equity Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Enhanced Equity Income Fund is a closed-end investment fund/investment trust. Its investment objective is to seek high level of current income and current gains, with a secondary objective of long-term capital appreciation. The company was founded on December 3, 2004 and is headquartered in Chicago, IL. | Miscellaneous |
Guggenheim Funds Distributors LLC
 Guggenheim Funds Distributors LLC Investment ManagersFinance Guggenheim Funds Distributors LLC (GFD) is a registered investment advisor headquartered in Chicago, Illinois. Formerly known as Guggenheim Distributors LLC, the firm is a subsidiary of Guggenheim Funds Services LLC and their ultimate parent is Guggenheim Partners LLC. GFD offers strategic investment solutions for financial advisors and their clients. | Finance |
