Profil
Ms. Carla M.
Roach is Chief Operating Officer at Allen, Mooney & Barnes Investment Advisors LLC and Chief Compliance Officer & Partner at Eastover Capital Management, Inc.
Ms. Roach is a Chief Compliance Officer and the Director of Operations for Allen, Mooney & Barnes Brokerage Services, LLC and for Allen, Mooney & Barnes Investment Advisors, LLC, where she is also Vice President.
She is a licensed General Securities Principal, a General Securities Sales Supervisor, a Municipal Principal, Registered Options Principal, an Equity Trader, a Registered Representative, a Registered Investment Advisor Representative, and is also licensed in life, health & disability insurance.
A native of Indiana, Ms. Roach was previously employed as an Employee Improvement Instructor at Ameritech in Indianapolis and began her investment career with M.H.
Allen, Jr. and Richard G.
Mooney III at Shields & Company in 2000.
She attended Indiana University.
Anciens postes connus de Carla Mercedes Roach
| Sociétés | Poste | Fin |
|---|---|---|
Allen, Mooney & Barnes Investment Advisors LLC
 Allen, Mooney & Barnes Investment Advisors LLC Investment ManagersFinance Allen, Mooney & Barnes Investment Advisors LLC (AMB) is a SEC-registered wealth management firm headquartered in Thomasville, Georgia. The firm was founded in 2001 by Miron Allen and Richard Mooney, originally as Allen & Mooney Investments LLC. They are a wholly-owned subsidiary of FAIM Investments LLC. AMB provides investment advisory and management services to a wide range of individual and institutional clients. | Directeur des opérations | 31/12/2009 |
Shields & Co., Inc.
 Shields & Co., Inc. Investment Banks/BrokersFinance Shields & Co., Inc. is a private company that provides brokerage services. The company is based in Waltham, MA. The company was founded in 1991 by Janice Lipski Shields, Thomas James Shields. | Corporate Officer/Principal | - |
Expériences
Fonctions occupées
Actives
Inactives
Sociétés cotées
Entreprise privées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
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Sociétés liées
| Entreprise privées | 2 |
|---|---|
Allen, Mooney & Barnes Investment Advisors LLC
Allen, Mooney & Barnes Investment Advisors LLC Investment ManagersFinance Allen, Mooney & Barnes Investment Advisors LLC (AMB) is a SEC-registered wealth management firm headquartered in Thomasville, Georgia. The firm was founded in 2001 by Miron Allen and Richard Mooney, originally as Allen & Mooney Investments LLC. They are a wholly-owned subsidiary of FAIM Investments LLC. AMB provides investment advisory and management services to a wide range of individual and institutional clients. | Finance |
Shields & Co., Inc.
Shields & Co., Inc. Investment Banks/BrokersFinance Shields & Co., Inc. is a private company that provides brokerage services. The company is based in Waltham, MA. The company was founded in 1991 by Janice Lipski Shields, Thomas James Shields. | Finance |
