Connie Wyllie

Compliance Officer chez TFC Financial Management, Inc.

Profil

Ms. Constance H.
Wyllie is a Chief Compliance Officer & Vice President of Client Service & Operations at TFC Financial Management, Inc. She has been with TFC Financial Management since 1985.
She is responsible for the firm’s overall compliance program and adherence to State and Federal regulatory requirements.
In addition, she oversees all aspects of portfolio administration, trading, and quarterly client reporting, including supervision of the firm's portfolio accounting, CRM and trading systems.
As a participant of TFC’s Investment Committee, she is responsible for the accurate and timely implementation of the committee’s strategic decisions.
She also provides client relationship support.
She is currently enrolled in the Investment Adviser Certified Compliance Professional designation program.
She is a graduate of Becker College, where she received a B.S.
degree in Business Administration.
She has also received her Financial Paraplanner certification from The College of Financial Planning.

Postes actifs de Connie Wyllie

Sociétés	Poste	Début
TFC Financial Management, Inc.	Compliance Officer	01/01/1985

Formation de Connie Wyllie

Becker College

Undergraduate Degree