Profil
Mr. David J.
Kubik is a President at Transform Wealth LLC.
He has over 20 years of experience in the financial industry and has an extensive level of expertise in the fixed income markets.
Using a myriad of factors, he strategically builds portfolios for clients focused on creating efficient and reliable streams of income while minimizing risk exposure levels.
He is a critical member of the investment team and oversees many of the fixed income investment strategies at Transform Wealth.
He started his career in Chicago at the Institutional Fixed Income firm of Griffin, Kubik, Stephens, and Thompson (now Bank of Montreal).
More recently, he was Vice President and Regional Manager at Alliance Bernstein, a New York-based asset management firm and was Vice President of Institutional Wealth Management at Colorado State Bank and Trust (BOKF).
Having spent much of his career managing the assets for institutional investors.
He has served as Chairman of the Board of Trustees for Clayton Early Learning.
He holds a Bachelor’s of Business Administration in Finance from the Cox School of Business at Southern Methodist University.
He is also a Certified Private Wealth Advisor and earned this designation from Booth School of Business at the University of Chicago.
He currently serves as a member of the board of trustees for the Denver Seminary.
He sits on the Advisory Board of the Porter-Billups Leadership Academy at Regis University.
Postes actifs de David James Kubik
| Sociétés | Poste | Début |
|---|---|---|
Transform Wealth LLC
 Transform Wealth LLC Investment ManagersFinance Transform Wealth LLC is a SEC-registered investment advisor headquartered in Greenwood Village, Colorado. The firm was founded in 1975 to assume the investment advisory business of Carnick & Co., Inc., which was purchased by David Kubik and Nathan Kubik in 2011. In 2016, Carnick & Kubik became a wholly owned subsidiary of Focus Operating LLC, which is ultimately owned by Focus Financial Partners Inc. (NASDAQ: FOCS). At the time they were acquired by Focus Operating, Carnick & Kubik changed their name to Carnick & Kubik Group LLC and subsequently became Transform Wealth LLC in 2020. The firm provides advisory services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, corporations and business entities. | President | 01/10/2011 |
Anciens postes connus de David James Kubik
| Sociétés | Poste | Fin |
|---|---|---|
Colorado State Bank & Trust, NA
 Colorado State Bank & Trust, NA Major BanksFinance Colorado State Bank & Trust, NA state chartered commercial bank. It offers banking products and services for consumers and businesses. The company is headquartered was founded in 1908 and is headquartered in Denver, CO. | Corporate Officer/Principal | - |
AllianceBernstein LP
 AllianceBernstein LP Investment ManagersFinance AllianceBernstein LP (AB) is a SEC-registered investment advisor and mutual fund manager headquartered in Nashville, Tennessee. Founded in 2000, the firm is owned by Equitable Financial Life Insurance Co., ultimately held by Equitable Holdings, Inc. (NYSE: EQH). AB provides investment advice to investment companies, pension and profit-sharing plans, banks and thrift institutions, trusts, estates, government agencies, charitable organizations, individuals, corporations and other business entities. | Corporate Officer/Principal | 01/11/2008 |
Griffin Kubik Stephens & Thompson, Inc.
 Griffin Kubik Stephens & Thompson, Inc. Investment Banks/BrokersFinance BMO Capital Markets GKST, Inc., is a direct wholly-owned subsidiary of Harris Financial Corp. It serves as a brokerage company that provides debt securities. Its products includes municipal bonds, U.S. treasury debt, agencies, and mortgage-backed securities. The company was founded in 1980 and is headquartered in Chicago, IL. | Corporate Officer/Principal | - |
Formation de David James Kubik
| SMU-Cox School of Business | Undergraduate Degree |
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Sociétés liées
| Entreprise privées | 4 |
|---|---|
Transform Wealth LLC
Transform Wealth LLC Investment ManagersFinance Transform Wealth LLC is a SEC-registered investment advisor headquartered in Greenwood Village, Colorado. The firm was founded in 1975 to assume the investment advisory business of Carnick & Co., Inc., which was purchased by David Kubik and Nathan Kubik in 2011. In 2016, Carnick & Kubik became a wholly owned subsidiary of Focus Operating LLC, which is ultimately owned by Focus Financial Partners Inc. (NASDAQ: FOCS). At the time they were acquired by Focus Operating, Carnick & Kubik changed their name to Carnick & Kubik Group LLC and subsequently became Transform Wealth LLC in 2020. The firm provides advisory services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, corporations and business entities. | Finance |
Griffin Kubik Stephens & Thompson, Inc.
Griffin Kubik Stephens & Thompson, Inc. Investment Banks/BrokersFinance BMO Capital Markets GKST, Inc., is a direct wholly-owned subsidiary of Harris Financial Corp. It serves as a brokerage company that provides debt securities. Its products includes municipal bonds, U.S. treasury debt, agencies, and mortgage-backed securities. The company was founded in 1980 and is headquartered in Chicago, IL. | Finance |
Colorado State Bank & Trust, NA
Colorado State Bank & Trust, NA Major BanksFinance Colorado State Bank & Trust, NA state chartered commercial bank. It offers banking products and services for consumers and businesses. The company is headquartered was founded in 1908 and is headquartered in Denver, CO. | Finance |
AllianceBernstein LP
AllianceBernstein LP Investment ManagersFinance AllianceBernstein LP (AB) is a SEC-registered investment advisor and mutual fund manager headquartered in Nashville, Tennessee. Founded in 2000, the firm is owned by Equitable Financial Life Insurance Co., ultimately held by Equitable Holdings, Inc. (NYSE: EQH). AB provides investment advice to investment companies, pension and profit-sharing plans, banks and thrift institutions, trusts, estates, government agencies, charitable organizations, individuals, corporations and other business entities. | Finance |
