Profil
Devin J.
Garofalo is currently the President & Chief Compliance Officer at Colonial River Investments LLC.
Prior to this role, he worked as a Branch Manager at LPL Financial LLC from 2010 to 2013.
Postes actifs de Devin J. Garofalo
| Sociétés | Poste | Début |
|---|---|---|
Colonial River Investments LLC
 Colonial River Investments LLC Investment ManagersFinance Colonial River Investments LLC (Colonial River) is an independent, SEC-registered investment advisor headquartered in Midlothian, Virginia. The firm was founded in 2015 and does business as Colonial River Wealth Management LLC. Colonial River offers investment advisory services to individuals, high net worth individuals, families, trusts, estates, and businesses. | Directeur Général | 01/10/2016 |
Anciens postes connus de Devin J. Garofalo
| Sociétés | Poste | Fin |
|---|---|---|
LPL Financial LLC
 LPL Financial LLC Investment ManagersFinance LPL Financial LLC is a SEC-registered investment advisor and wealth management firm headquartered in Fort Mill, South Carolina. The firm was founded in 1989 as Linsco/Private Ledger Corp. They are a direct subsidiary of LPL Holdings, Inc., owned by LPL Financial Holdings, Inc. (NASDAQ: LPLA). LPL Financial offers various types of advisory services and programs to individual and institutional clients. | Corporate Officer/Principal | 01/07/2013 |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 2 |
|---|---|
LPL Financial LLC
LPL Financial LLC Investment ManagersFinance LPL Financial LLC is a SEC-registered investment advisor and wealth management firm headquartered in Fort Mill, South Carolina. The firm was founded in 1989 as Linsco/Private Ledger Corp. They are a direct subsidiary of LPL Holdings, Inc., owned by LPL Financial Holdings, Inc. (NASDAQ: LPLA). LPL Financial offers various types of advisory services and programs to individual and institutional clients. | Finance |
Colonial River Investments LLC
Colonial River Investments LLC Investment ManagersFinance Colonial River Investments LLC (Colonial River) is an independent, SEC-registered investment advisor headquartered in Midlothian, Virginia. The firm was founded in 2015 and does business as Colonial River Wealth Management LLC. Colonial River offers investment advisory services to individuals, high net worth individuals, families, trusts, estates, and businesses. | Finance |
