Don Carducci

Citigroup Global Markets Australia Pty Ltd. (Citi Australia) is the brokerage arm of Citigroup Global Markets Australia Holdings Pty Ltd., ultimately held by Citigroup, Inc., (NYSE: C) in the US. Headquartered in Sydney with additional office in Melbourne, Citi Australia provides brokerage services to Australian consumers, corporations, institutions and governments. The firm participate in sales and trading across all asset classes including equities, corporate, government and agency bonds, mortgage-backed securities, syndicated loans, structured products, foreign exchange and futures.

Part of Royal Bank of Canada, RBC Securities Australia Pty Ltd. is an Australian company that provides brokerage services. The company is based in Sydney, Australia.

Part of Bank of America Corp., Merrill Lynch Equities (Australia) Ltd. is an Australian company that provides brokerage services. The company is based in Sydney, Australia. Joseph Fayyad has been the CEO of the company since 2017.

UBS Securities Australia Ltd. is a brokerage firm headquartered in Melbourne, Australia. The firm is a wholly-owned subsidiary of UBG AG, which is owned by UBS Group AG (SWX: UBSG) in Switzerland. UBS Securities Australia offers execution and settles trade in ASX quoted financial products for private investors.

Barrenjoey Pty Ltd. is an independent investment research firm headquartered in Sydney, Australia. The firm was founded by Peter Marks and Annie Zhu in 2021. Barrenjoey provides corporate and strategic advisory, equity and debt capital market underwritings, cash equities, research, prime brokerage and traditional fixed income services.

CLSA Australia Pty Ltd. is a securities brokerage firm headquartered in Sydney, Australia. The firm was founded in 2009 and is a subsidiary of CLSA Ltd., which is owned by CITIC Securities Co., Ltd. (SHA: 600030) in China. CLSA Australia provides equity research and broking, asset management, corporate finance and capital markets and securities services to corporates and investors.

Goldman Sachs Australia Pty Ltd. is the Australian securities brokerage subsidiary of Goldman Sachs Holdings ANZ Pty Ltd., ultimately held by The Goldman Sachs Group, Inc. (NYSE: GS) in the US. Headquartered in Perth, Goldman Sachs Australia provides service to institutional clients who manage large portfolios of Australian and New Zealand equities. They work with the financial instruments used to trade debt, currency and commodities. Their clients include corporations, financial institutions, governments and high-net-worth individuals throughout Australasia.

Part of Jefferies Financial Group, Inc., Jefferies (Australia) Pty Ltd. is a brokerage services provider. The company is based in Sydney, Australia. Michael Stock has been the CEO of the Australian company since 2018.

Macquarie Securities (Australia) Ltd. (MSAL) is a brokerage firm headquartered in Sydney, Australia. The firm was founded in 1969 and is a subsidiary of Macquarie Corporate International Holdings Pty Ltd., ultimately held by Macquarie Group Ltd. (ASX: MQG) in Australia. MSAL serves as the brokering entity for the Macquarie Group.

KPMG (Auckland) provides accounting services. It also provides audit, tax and advisory services, and industry insight to help other companies to negotiate risks and perform in today's business environments. The company was founded in 1987 and is headquartered in Auckand, New Zealand.

Fonterra Ventures is a venture Capital firm, a subsidiary of Fonterra Co-operative Group Ltd founded in 2016. The firm is headquartered in Auckland.

Evans & Partners Pty Ltd. is an independent brokerage firm headquartered in Melbourne, Australia. The firm was founded by David Evans and Paul Ryan in 2007. They provide trade execution services for private high-net-worth individuals and institutional clients.

Infrastructure Capital Group Ltd (Infrastructure Capital Group) is a private equity arm of Foresight Group Holdings Ltd founded in 2000 by John Clarke. The firm is headquartered in Sydney, Australia with additional offices in Melbourne and Perth.

Credit Suisse (Australia) Ltd. (Credit Suisse Australia) is a broker/dealer firm headquartered in Sydney, Australia. The firm was founded in 1999 and is a subsidiary of Credit Suisse AG, which is owned by Credit Suisse Group AG (SWX: CSGN) in Switzerland. Credit Suisse Australia offers global securities sales, trading and execution, prime brokerage, underwriting, and comprehensive investment research for corporate and institutional investors.

Part of Westpac Banking Corp., Westpac Securities Ltd. is a corporate and institutional banking partner that helps unlock opportunities through their corporate banking services. The company is based in Sydney, Australia. The Australian company offers a range of financial packages to support personal, business, or corporate banking needs, including business credit cards, loans, and EFTPOS payment solutions. Brian Charles Hartzer has been the CEO of the company since 2012.

Royal Bank of Canada operates as a a global financial institution. It engages in corporate banking services for financial institutions and treasury. The company was founded in 1910 and is headquartered in London,the United Kingdom.

Founded in 2019, DC Advisory Holdings Ltd. is a subsidiary of Daiwa Securities Group, Inc. and functions as an investment holding British company. The company is based in London, UK.

Peel Hunt LLP is an independent securities brokerage firm headquartered in London, UK. The firm was founded in 1989 as a market liquidity provider to retail and institutional investors. They provide bespoke dealing and execution services for institutional asset managers, registrars, private client wealth managers and private banks.

Part of Jarden Partners Ltd., Jarden Securities Ltd. is a New Zealander financial services company that offers a suite of services designed to accommodate clients' financial goals, from fully managed to transactional only. The company is based in Auckland, New Zealand and offers services such as foreign exchange, managing currency and commodity pricing risks, trading futures and options, and providing debt to equity. Jarden Securities was acquired by First NZ Capital Ltd. on October 14, 2002. Jarden Securities is a leading independent investment and advisory group that offers a complete range of finance and investment products and services. The company was founded in 1961. James Samuel Lee has been the CEO of the company since 2000.

Duke University is an academic university that offers undergraduate, graduate and professional programs. It also has publications and research services. The university was founded in 1838 and is headquartered in Durham, NC.

JPMorgan Securities LLC (JPMS) is a securities brokerage firm headquartered in New York City. The firm was founded in 1985 and is a subsidiary of JPMorgan Broker-Dealer Holdings, Inc., ultimately held by JPMorgan Chase & Co., Inc. (NYSE: JPM). JPMS provides research on fixed income, credit, derivatives, emerging markets, foreign exchange, structured finance, technical analysis and bond indices. Their equity analysts cover equities throughout North America, EMEA, Asia/Pacific and the emerging markets. The firm's fixed income team formulates trading and portfolio recommendations for investors in global bonds and other fixed-income markets based on valuations, analytics and market dynamics.

Petra Capital Pty Ltd. is a boutique, independently owned, wholesale Australian institutional stockbroking firm headquartered in Sydney. The firm was founded by George Marias as Delta Equities Australia Pty Ltd. They facilitate trades of all types and sizes, underpinned by comprehensive local and international market knowledge, for wholesale financial clients and to ASX listed mining and industrial companies. Their dealing services include: equity execution, block trades, market intelligence, primary capital raisings, secondary market activities, and building share registers.

JPMorgan Securities Plc is a brokerage firm headquartered in London, UK. The firm was founded in 1992 and is a wholly-owned subsidiary of JP Morgan Capital Holdings Ltd., ultimately owned by JPMorgan Chase & Co. (NYSE: JPM) in the US. JPMorgan Securities provides market research, proprietary pricing data and analytics, and trade execution across multiple asset classes such as credit, equities and FX. They help institutional investors, traditional and alternative asset and fund managers, broker dealers and equity issuers meet the demands of changing markets.

JBWere Ltd. is a wealth management firm headquartered in Melbourne, Australia. The firm was founded in 1840 and is owned by Goldman Sachs Australia Pty Ltd., ultimately held by The Goldman Sachs Group, Inc. (NYSE: GS) in the US. JBWere provides wealth management services to individuals, families, business owners and for-purpose organizations.

JCP Investment Partners Ltd. (JCPIP) is the specialist equity management subsidiary of Capital Partners Group Ltd. in Australia. The firm was founded in 1998 as Jardine Fleming Capital Partners Ltd. through a joint venture between Jardine Fleming Group Ltd. and Capital Partners Group Pty Ltd. They became a 50/50 joint venture between JPMorgan Asset Management, Inc. and Capital Partners Group Ltd. in 2005. The firm subsequently became JCP Investment Partners Ltd. in 2010 when the management acquired JP Morgan's stake. Headquartered in Melbourne, JCPIP provides asset management services for individual and institutional clients.