Profil
Mr. Duane T.
Penfold is a Chief Operating & Chief Compliance Officer at Prime Executions, Inc. As Prime Executions Chief Operating Officer, Mr. Penfold is responsible for the administration and oversight of the firm’s Institutional Trading, Compliance, Technology and Back Office Operations.
Mr. Penfold joined Prime Executions in 2003 after eight years as Surface Warfare Officer in the United States Navy, and had remained active in the Navy Reserves supporting variety of National Defense initiatives from Strategic Planning to NATO partner initiatives, until retiring August of 2020, having achieved the rank of Captain.
He holds Bachelor of Science degree from the U.
S.
Merchant Marine Academy, Master of Business Administration from the University of West Florida and is graduate of The Joint and Combined Warfighting School at Joint Forces Staff College.
Postes actifs de Duane Penfold
| Sociétés | Poste | Début |
|---|---|---|
Prime Executions, Inc.
 Prime Executions, Inc. Investment Banks/BrokersFinance Prime Executions, Inc. is an agency-only broker/dealer which was founded by Andrew Silverman in 1986. They are owned by Freedom Holding Corp. (NASDAQ: FRHC) in Kazakhstan. Headquartered in New York City, the firm executes shares for a wide variety of clients on both the Buy Side and Sell Side. As a qualified “Blue Line” NYSE floor brokerage firm, Prime is able to access liquidity in multiple marketplaces to fulfill its best execution obligation to their clientele. | Compliance Officer | 01/01/2022 |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 1 |
|---|---|
Prime Executions, Inc.
Prime Executions, Inc. Investment Banks/BrokersFinance Prime Executions, Inc. is an agency-only broker/dealer which was founded by Andrew Silverman in 1986. They are owned by Freedom Holding Corp. (NASDAQ: FRHC) in Kazakhstan. Headquartered in New York City, the firm executes shares for a wide variety of clients on both the Buy Side and Sell Side. As a qualified “Blue Line” NYSE floor brokerage firm, Prime is able to access liquidity in multiple marketplaces to fulfill its best execution obligation to their clientele. | Finance |
