Ivor Wolk

Founded by James Giordano in 1999, J. Giordano Securities Group, Inc. is an independent, privately-owned full-service investment banking and brokerage firm headquartered in New York City. The firm is also known as NewOak Capital Markets LLC. They provide a range of investment banking services for small-cap and middle-market companies including private capital, initial and follow-on public equity offerings, convertible debt and preferred stock offerings, high yield offerings and M&A advisory services. J. Giordano Securities Group also provides equity and fixed-income research to institutional clients. The firm's research focuses on the following sectors: (1) industrial services (2) conventional energy (3) regional and special situations (4) shipping (5) healthcare (6) homeland defense and (7) business services. J. Giordano Securities Group is a member of the NASD and SIPC.

A subsidiary of Lehman Brothers Holdings, Inc., Lehman Brothers, Inc. is a broker/dealer headquartered in New York City. They provide global equity and fixed research. The equity research department covers more than 100 sectors. They use a fundamental, quantitative, strategic and tactical research approach. In addition to these Lehman has also developed special products, such as 10 uncommon values and 10 uncommon eurovalues.

Dresdner Kleinwort Securities LLC is a broker/dealer located in New York City. They are a subsidiary of Dresdner Kleinwort Wasserstein and their ultimate parent is Commerzbank AG

Barclays Capital, Inc. is a registered broker/dealer headquartered in New York City. The firm was founded in 1997 and is a subsidiary of Barclays Group US, Inc., ultimately owned by Barclays plc (LON: BARC) in Great Britain. Barclays Capital provides large corporate, government and institutional clients a full spectrum of prime brokerage services which includes equities and fixed income financing, OTC Clearing, Futures and Foreign Exchange Prime Brokerage and access to industry insights and analytics from their Strategic Consulting team.

WestLB Mellon Asset Management Private Equity Group is a Private Equity firm, a subsidiary of Siguler Guff & Co. LP founded in 2000. WestLB Mellon Asset Management Private Equity Group is headquartered in New York.

YieldStreet Prism Fund, Inc. is an closed-end management investment company. Its objective is to generate current income and, as a secondary objective, capital appreciation. The company is headquartered in New York, NY.

YieldStreet, Inc. provide financial services. The firm specializes in finance marketplace, investment services, start up, financial technology, investment management, financial services, wealth management, and asset backed. The company was founded by Dennis Shields, Michael Weisz and Milind Mehere in 2014 and is headquartered in New York, NY.

Cohen Tauber Spievack & Wagner PC provides legal and business counsel to clients in various areas and practice specialties. The private company is based in New York, NY. The company's services help clients anticipate and avoid problems, resolve disputes, and achieve their business and legal needs.