John Hugh Phillips
Compliance Officer chez Northside Capital Management LLC
Profil
Mr. John H.
Phillips is a Principal, Chief Compliance Officer & Investment Systems at Northside Capital Management LLC.
He focuses on many operational and compliance related activities within the firm, assuring our portfolio accounting systems and processes are up to date and operating in an efficient and legally compliant manner.
He is based in the firm's Hood River, Oregon office.
He has been with the firm since 2001.
Prior to joining Northside, Mr. Phillips worked as a personal financial planner providing financial services to individuals and businesses through Northwestern Mutual.
He spent the earlier part of his career working as an accountant and information technology manager for several privately held manufacturing companies.
Mr. Philips holds an MBA from Seattle University and a B.S.
in Accounting and Business Administration from Kansas University.
Mr. Philips is a licensed Certified Public Accountant (CPA) and a Certified Financial Planner (CFP).
Postes actifs de John Hugh Phillips
| Sociétés | Poste | Début |
|---|---|---|
Northside Capital Management LLC
 Northside Capital Management LLC Investment ManagersFinance Northside Capital Management LLC (Northside) is an independent, SEC-registered investment advisor and private wealth investment manager headquartered in Hood River, Oregon. The firm was founded by Jeffrey Slocum in 1996. Northside provides investment advice and management of financial assets for family offices, private foundations, trusts and estates, high net worth individuals and taxable institutions. | Compliance Officer | 01/01/2001 |
Anciens postes connus de John Hugh Phillips
| Sociétés | Poste | Fin |
|---|---|---|
Northwestern Mutual Wealth Management Co.
 Northwestern Mutual Wealth Management Co. Savings BanksFinance Northwestern Mutual Wealth Management Co. provides investment advice. The company was founded in 2001 and is headquartered in Milwaukee, MI. | Corporate Officer/Principal | - |
DaKine, Inc.
 DaKine, Inc. Wholesale DistributorsDistribution Services DaKine, Inc. manufactures and sells outdoor sporting gears. It offers products for wakeboarding, windsurfing, snowboarding, and biking. The company is headquartered in Hood River, OR. | Corporate Officer/Principal | - |
Formation de John Hugh Phillips
| Seattle University | Masters Business Admin |
| University of Kansas | Undergraduate Degree |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 3 |
|---|---|
DaKine, Inc.
DaKine, Inc. Wholesale DistributorsDistribution Services DaKine, Inc. manufactures and sells outdoor sporting gears. It offers products for wakeboarding, windsurfing, snowboarding, and biking. The company is headquartered in Hood River, OR. | Distribution Services |
Northwestern Mutual Wealth Management Co.
Northwestern Mutual Wealth Management Co. Savings BanksFinance Northwestern Mutual Wealth Management Co. provides investment advice. The company was founded in 2001 and is headquartered in Milwaukee, MI. | Finance |
Northside Capital Management LLC
Northside Capital Management LLC Investment ManagersFinance Northside Capital Management LLC (Northside) is an independent, SEC-registered investment advisor and private wealth investment manager headquartered in Hood River, Oregon. The firm was founded by Jeffrey Slocum in 1996. Northside provides investment advice and management of financial assets for family offices, private foundations, trusts and estates, high net worth individuals and taxable institutions. | Finance |
