![Justin Michael Happ](data:image/svg+xml,<svg xmlns="http://www.w3.org/2000/svg" width="16" height="16" fill="%231b1b1b" class="bi bi-person-fill" viewBox="0 0 16 16"><path d="M3 14s-1 0-1-1 1-4 6-4 6 3 6 4-1 1-1 1zm5-6a3 3 0 1 0 0-6 3 3 0 0 0 0 6"/></svg>)
Mr. Justin M.
Happ is a Compliance Manager & Research Analyst at Nvest Financial LLC.
He works to keep our team abreast of the current regulatory environment.
He also supports the team with research, analysis, monitoring, and helping in the design of our portfolios.
He rose through the ranks at Fidelity Investments to become a fixed income trader.
He then joined Commonwealth Financial Network’s trading department before coming to join the Nvest team.
He received his undergraduate degree from the University of New Hampshire.
He completed the Investment Advisor Core Compliance Program which provides essential training on the Investment Advisors Act of 1940 and is a stepping stone to the IACCP Program and designation.
| Sociétés | Poste | Début |
|---|---|---|
Nvest Financial LLC
 Nvest Financial LLC Investment ManagersFinance Nvest maintains a firm philosophy with how investments and strategies are analyzed. The Investment Committee meets monthly to review in-house recommended lists, market outlooks and implementation of strategies. | Compliance Officer | 01/07/2014 |
| Sociétés | Poste | Fin |
|---|---|---|
Commonwealth Equity Services, Inc. (Broker)
 Commonwealth Equity Services, Inc. (Broker) Investment Banks/BrokersFinance Provides brokerage services | Corporate Officer/Principal | 01/09/2013 |
Fidelity Brokerage Services LLC
 Fidelity Brokerage Services LLC Packaged SoftwareTechnology Services Prepackaged Software | Corporate Officer/Principal | 01/05/2001 |
Actives
Inactives
Sociétés cotées
Entreprise privées
| Entreprise privées | 4 |
|---|---|
Fidelity Brokerage Services LLC
Fidelity Brokerage Services LLC Packaged SoftwareTechnology Services Prepackaged Software | Technology Services |
University of New Hampshire
 University of New Hampshire Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Nvest Financial LLC
Nvest Financial LLC Investment ManagersFinance Nvest maintains a firm philosophy with how investments and strategies are analyzed. The Investment Committee meets monthly to review in-house recommended lists, market outlooks and implementation of strategies. | Finance |
Commonwealth Equity Services, Inc. (Broker)
Commonwealth Equity Services, Inc. (Broker) Investment Banks/BrokersFinance Provides brokerage services | Finance |
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