Profil
Ms. Katie A.
Brown is a Chief Operating Officer & Chief Compliance Officer at ADE LLC.
She fully manages the day to day operations of Armstrong Dixon and their associated RIA, ADE, LLC.
Her duties range from supervising some employees to creating processes ensuring clients get a wonderful service experience.
In addition to leading the operations team, her responsibilities also include ensuring the firm remains in compliance with all regulatory authorities to include FINRA & the SEC.
She graduated from Towson University's School of Business and Economics with a degree in Finance in December of 2014.
She currently holds her FINRA Series 7 and 24 registrations with LPL Financial and Series 66 registration held through LPL Financial and ADE, LLC.
Postes actifs de Katie Anne Brown
| Sociétés | Poste | Début |
|---|---|---|
ADE LLC
 ADE LLC Investment ManagersFinance ADE LLC (dba Armstrong Dixon) is a private, SEC-registered investment advisor and wealth management firm headquartered in Baltimore, Maryland. The firm was founded by Greg Armstrong in 2013 and manages investment portfolios for individual clients, high net worth families, charitable foundations, and small business owners. ADE also provides investment management services on a wrap fee basis. | Compliance Officer | 01/07/2015 |
Formation de Katie Anne Brown
| Towson University | Undergraduate Degree |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
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Sociétés liées
| Entreprise privées | 1 |
|---|---|
ADE LLC
ADE LLC Investment ManagersFinance ADE LLC (dba Armstrong Dixon) is a private, SEC-registered investment advisor and wealth management firm headquartered in Baltimore, Maryland. The firm was founded by Greg Armstrong in 2013 and manages investment portfolios for individual clients, high net worth families, charitable foundations, and small business owners. ADE also provides investment management services on a wrap fee basis. | Finance |
