Kritika Kashyap

Goldman Sachs (Asia) LLC (GS-Asia) is the Hong Kong-based brokerage subsidiary of Goldman Sachs Holdings (Hong Kong) Ltd., ultimately owned by The Goldman Sachs Group, Inc. (NYSE: GS), a multinational investment bank and financial services company headquartered in New York City. Founded in 1984, GS-Asia provides market insight, risk management and execution services to institutional clients which includes asset managers, hedge funds, banks and brokerages, pensions, endowments and foundations, corporations, and governments.

Credit Suisse (Hong Kong) Ltd. (CSHK) is a securities brokerage firm headquartered Hong Kong. The firm is a subsidiary of Credit Suisse AG, which is owned by Credit Suisse Group AG (SWX: CSGN; ADR: CS) in Switzerland. CSHK provides corporate and institutional investors with sales, trading, financing, prime services, and market-making in global equities, as well as equities-related securities, options, futures, risk management, and hedging products. Their client-focused platform offers issuer and investor clients access to distribution, trading, and origination capabilities across various markets globally.

Jefferies Hong Kong Ltd. is a securities brokerage firm headquartered in Hong Kong. The firm is a subsidiary of Jefferies Group LLC, which is owned by Jefferies Financial Group, Inc. (NYSE: JEF) in the US. Jefferies Hong Kong is a client-focused full-service sales, trading and capital markets platform across all equity and fixed income securities. They provide an array of trading and execution services for their clients.

JPMorgan Securities (Asia Pacific) Ltd. (JPM Asia) is the Hong Kong-based brokerage subsidiary of JP Morgan Chase & Co. (NYSE: JPM), a global financial services company headquartered in the US. JPM Asia provides brokerage services to local corporations and institutions, multinationals, governments and private clients.

The Hongkong & Shanghai Banking Corp. Ltd. (Broker) (HSBC-Broker) is the brokerage division of The Hongkong & Shanghai Banking Corp. Ltd. in Hong Kong. Their ultimate parent is HSBC Holdings Plc (LON: HSBA), a multinational investment bank and financial services holding company headquartered in London, UK. HSBC-Broker provides securities brokerage services to their clients.

Merrill Lynch Far East Ltd. is the stockbroking subsidiary of Merrill Lynch HK Services Ltd., ultimately owned by Bank of America Corp. (NYSE: BAC) in the US. Headquartered in Hong Kong, the firm was founded in 2003 and offers a broad range of brokerage services to institutional investors.

BNP Paribas Securities (Asia) Ltd. (BNPP SEC ASIA) is the Hong Kong-based brokerage subsidiary of BNP Paribas SA (EPA: BNP), an international banking group headquartered in France. BNPP SEC ASIA provides electronic trading services to its clients, including its affiliates which take principal or riskless principal positons. Such services enable the access to, and execution of trades via, alternative liquidity pools (ALPs), or commonly known as dark pools, operated by other service providers or affiliates of the firm (Third Party ALPs).

Mizuho Securities Asia Ltd. is the Hong Kong-based brokerage subsidiary of Mizuho Securities Co., Ltd., ultimately owned by Mizuho Financial Group, Inc. (TYO: 8411), a banking holding company headquartered in Japan. Founded in 1999, Mizuho Securities Asia provides sales, trading and execution in equity, equity-linked and convertible products across Asia, Japan and US markets for corporate, fund and institutional investors. The firm also provides a full range of fixed income products including sales and trading of investment grade and high-yield credit; government bonds; and securitization and structured products covering the full range of investors and issuers, such as asset managers, central banks, financial institutions, corporates and alternative managers.

Nomura International (Hong Kong) Ltd. (Nomura International HK) is the brokerage subsidiary of Nomura Asia Pacific Holdings Co. Ltd., which is ultimately-owned by Nomura Holdings, Inc. (TYO: 8604) in Japan. Headquartered in Hong Kong, the firm’s global markets team offers research, sales and trading of global securities to a diverse range of clients globally, including institutional investors, financial institutions, corporates, financial sponsors and government entities. Nomura International HK operates a truly integrated, cross-asset platform which includes research, sales and trading in equities, currencies, rates and credit in cash and derivative products.

CLSA Ltd. is the Hong Kong-based institutional brokerage subsidiary of CITIC Securities Co., Ltd. (SSE: 600030, SEHK: 6030), a full-service investment bank headquartered in China. Founded in 1986, the firm provides sales and execution services to global investors and corporates.

Founded in 1985, Barclays Capital Asia Ltd. is a Chinese brokerage services company. Part of Barclays PLC, the company is based in Hong Kong, Hong Kong.

Morgan Stanley & Co. LLC is a registered broker-dealer subsidiary of Morgan Stanley Domestic Holdings, Inc., ultimately owned by Morgan Stanley (NYSE: MS) in the US. Headquartered in New York City, the firm was founded in 1987 and provides debt and equity services including underwriting, M&A advice, securities dealing and brokerage and trade execution. Their client base ranges from large global institutional investors to hedge funds at the cutting edge of innovation in the industry.

Morgan Stanley Asia (Singapore) Pte. (Morgan Stanley Asia-SG) is the securities brokerage subsidiary of Morgan Stanley (Singapore) Holdings Pte. Ltd., ultimately held by Morgan Stanley (NYSE: MS) in the US. Headquartered in Singapore, Morgan Stanley Asia-SG offers sales, securities trading and market-making services to Global institutions, hedge funds and industry innovators.

Harvard University engages in the provision of teaching and research. It has twelve degree-granting Schools in addition to the Radcliffe Institute for Advanced Study, offering a global education. The university was founded in 1636 and is headquartered in Cambridge, MA.

Part of UBS Group AG, Credit Suisse First Boston (Hong Kong) Ltd. provides investment and financial services. The company is based in Hong Kong, Hong Kong.

Yango Intelligent Life Service Group Co., Ltd. engages in property management and parking garage operation services. It provides diversified services in two business segments: property management services and commercial property operational and management services. The company was founded on July 29, 2020 and is headquartered in Shanghai, China.

DBS Bank (Hong Kong) Ltd. provides commercial banking services. Its services include consumer banking, private, ec-banking and enterprise banking services. The firm also provides treasures priority, accounts and deposits, loans and other investment services. The company was founded in 2001 and is headquartered in Hong Kong.

UBS Securities Asia Ltd. (UBS Asia) is a brokerage firm headquartered in Hong Kong. The firm is a subsidiary of UBS AG, which is owned by UBS Group AG (SWX: UBSG) in Switzerland. UBS Asia provides corporate and institutional clients which include intermediary and alternative asset managers with financial advisory services, access to the world's capital markets and securities products and research in the field of equity, fixed-income, rates, foreign exchange, energy and metals.

AIA Investment Management HK Ltd. (AIMHK) is the wholly-owned asset management subsidiary of AIA Group Ltd. (HKG: 1299) (AIA), a multinational insurance and finance corporation headquartered in Hong Kong. The firm was founded in 2018 to further enhance the management of AIA Group's insurance assets and provide investment management services to AIA. AIMHK caters solely to AIA and dedicates their investment resources to manage the assets of their life insurance business and pension funds.

Sullivan & Cromwell LLP provides legal services. It specializes in the areas of corporate law, securities, corporate, litigation, mergers, real estate, pro bono, investment management and taxation. Their clients include industrial, commercial, financial, private funds, governmental, educational, charitable and cultural enterprises and entities. The company was founded by Algernon Sydney Sullivan and William Nelson Cromwell in 1879 and is headquartered in New York City, NY.

Part of JPMorgan Chase & Co., JPMorgan Chase Bank (China) Co. Ltd. is a Chinese company that offers trade finance, cash management, and commercial banking. The company is based in Beijing, China.

Shanghai Xinwei Medical Technology Co., Ltd. develops products for the prevention and treatment of stroke. The company is based in Shanghai, China. The Chinese company was founded in 2016 by Guo Hui Wang, who has been the CEO since 2016.

Ocean Arete Ltd. (Arete) is an independent asset management firm headquartered in Hong Kong. The firm was founded by Ze Min (Will) Li and Vince Feng in 2012. They manages investment funds for various investors. Arete has been a signatory to the United Nations-supported Principles for Responsible Investment (PRI) since November 2021.

UBS Asset Management (Hong Kong) Ltd. (UBS-HK) is the wholly-owned, Hong Kong-based investment management subsidiary of UBS Asset Management AG, ultimately held by UBS Group AG (SWX: UBSG), a multinational investment bank and financial services company headquartered in Switzerland. Founded in 1992, UBS-HK provides investment management services for institutional and wholesale intermediaries primarily located in Greater China. The firm is the local representative for the funds managed within the parent group, covering both traditional and alternative strategies.

Oriental Patron Securities Ltd. is a brokerage firm headquartered in Hong Kong. The firm was founded in 1993 and is a subsidiary of Oriental Patron Financial Services Group Ltd., which is owned by Oriental Patron Financial Group Ltd. Oriental Patron Securities provides their client with professional trading services in multiple financial markets, including public and private markets, equity and debt markets, and derivatives markets, etc.

China International Capital Corp. Ltd. (Broker) (CICC) is the brokerage division of China International Capital Corp. Ltd. which was established in 1995 as a strategic partnership between Chinese and international financial institutions and corporations. Headquartered in Beijing, CICC was the first joint venture investment bank in China. The firm's core business departments were investment banking, capital markets, sales & trading, research, fixed-income and asset management. CICC offers a range of brokerage services to international and domestic institutional and individual investors. In 2007 the firm set up a wholly-owned subsidiary specializing in private equity investments and focusing on buyout opportunities within China.