Mitzie Moore
Plus aucun poste en cours
Profil
Mitzie Moore worked as an Assistant Director-Compliance at E1 Asset Management from 2011 to 2013.
She also worked as a Principal at Financial Industry Regulatory Authority, Inc., Community IT Innovators, Inc., and Bernstein Global Wealth Management.
Ms. Moore received an undergraduate degree from Florida State University and a graduate degree from Howard University.
Anciens postes connus de Mitzie Moore
| Sociétés | Poste | Fin |
|---|---|---|
E1 Asset Management
 E1 Asset Management Investment Banks/BrokersFinance Founded in 1998, E1 Asset Management is an independent broker/dealer headquartered in Jersey City, New Jersey. The firm is a member of FINRA and is licensed with various U.S. State regulatory authorities. They are also members of the SIPC. E1 Asset Management clears on a fully disclosed basis through Pershing LLC, a subsidiary of the Bank of New York Company Mellon Corp. The firm does not make any markets or maintain any inventories in any securities. They provide a full array of trading and execution services for their clients. E1 Asset Management does not provide any internal research. | Compliance Officer | 01/06/2013 |
Financial Industry Regulatory Authority, Inc.
 Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Corporate Officer/Principal | - |
Community IT Innovators, Inc.
 Community IT Innovators, Inc. Miscellaneous Commercial ServicesCommercial Services Community IT Innovators, Inc. provides business consulting services. The company was founded in 1993 and is headquartered in Washington, DC. | Corporate Officer/Principal | - |
Bernstein Global Wealth Management
 Bernstein Global Wealth Management Investment ManagersFinance Part of AllianceBernstein Holding LP, Bernstein Global Wealth Management provides financial advice to ultra high net worth investors. The American company's top tier investment research underpins the investment strategies they offer to their clients. With innovative research, modeling and investment solutions, Bernstein Global Wealth Management helps clients achieve what others think is impossible. | Corporate Officer/Principal | - |
Formation de Mitzie Moore
| Howard University | Graduate Degree |
| Florida State University | Undergraduate Degree |
Expériences
Fonctions occupées
Sociétés liées
| Entreprise privées | 4 |
|---|---|
E1 Asset Management
E1 Asset Management Investment Banks/BrokersFinance Founded in 1998, E1 Asset Management is an independent broker/dealer headquartered in Jersey City, New Jersey. The firm is a member of FINRA and is licensed with various U.S. State regulatory authorities. They are also members of the SIPC. E1 Asset Management clears on a fully disclosed basis through Pershing LLC, a subsidiary of the Bank of New York Company Mellon Corp. The firm does not make any markets or maintain any inventories in any securities. They provide a full array of trading and execution services for their clients. E1 Asset Management does not provide any internal research. | Finance |
Bernstein Global Wealth Management
Bernstein Global Wealth Management Investment ManagersFinance Part of AllianceBernstein Holding LP, Bernstein Global Wealth Management provides financial advice to ultra high net worth investors. The American company's top tier investment research underpins the investment strategies they offer to their clients. With innovative research, modeling and investment solutions, Bernstein Global Wealth Management helps clients achieve what others think is impossible. | Finance |
Community IT Innovators, Inc.
Community IT Innovators, Inc. Miscellaneous Commercial ServicesCommercial Services Community IT Innovators, Inc. provides business consulting services. The company was founded in 1993 and is headquartered in Washington, DC. | Commercial Services |
Financial Industry Regulatory Authority, Inc.
Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Commercial Services |
