![Nate Lucius](https://cdn.zonebourse.com/static/resize/768/576//static/images/insiders/unknown.png)
Profil
Mr. Nathan E.
Lucius is a Managing Director at Gradient Investments LLC.
He also serves as Chief Compliance Officer of Gradient Investments.
He oversees the day-to-day business operations, staff development, marketing, compliance and the overall growth of the firm.
As managing director, he is accountable to plan and execute the firm's internal and external operational infrastructure leveraging overall growth opportunities for the firm and its affiliated advisors.
As chief compliance officer, he oversees the compliance and supervisory responsibilities and is accountable for oversight ensuring that all internal policies, procedures, standards of conduct and ethical principals are adhered to relative to SEC regulations.
Mr. Lucius has held various leadership roles within Gradient Investments, which include new advisor development, investment consultant and assistant portfolio manager.
Under his guidance, Gradient Investments has grown to a team of more than 20 investment professionals managing more than $1.8 billion of client assets.
Prior to Gradient Investments, he held key roles at Registered Independent Advisors, State Farm, Morgan Stanley, and American Financial Marketing.
He earned his undergraduate degree in business from the University of Colorado and a Master of Business Administration from the University of St. Thomas in Minneapolis, Minnesota.
Anciens postes connus de Nate Lucius
Sociétés | Poste | Fin |
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Gradient Investments LLC
![]() Gradient Investments LLC Investment ManagersFinance Gradient Investments LLC (GI) is an independent, privately-owned, fee-based, SEC registered investment advisor headquartered in Arden Hills, Minnesota. The firm was founded by Charles E. Lucius in 2006. GI provides professional money management services to individuals, employer-sponsored pension plans, foundations, endowments and corporations primarily through exchange-traded funds (ETFs) and individual equities within separately managed accounts. | Compliance Officer | 01/07/2018 |
Formation de Nate Lucius
The University of Colorado | Undergraduate Degree |
University of St. Thomas | Masters Business Admin |
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Gradient Investments LLC
![]() Gradient Investments LLC Investment ManagersFinance Gradient Investments LLC (GI) is an independent, privately-owned, fee-based, SEC registered investment advisor headquartered in Arden Hills, Minnesota. The firm was founded by Charles E. Lucius in 2006. GI provides professional money management services to individuals, employer-sponsored pension plans, foundations, endowments and corporations primarily through exchange-traded funds (ETFs) and individual equities within separately managed accounts. | Finance |