Neal M. Epstein
Analyst-Fixed Income chez Moody's Investors Service, Inc.
Profil
Neal M.
Epstein is currently a Vice President & Senior Credit Officer at Moody's Investors Service, Inc. Prior to this, he worked as a Managing Director at Avatar Associates, Overture Asset Managers LLC, and Proctor Investment Managers LLC.
He also worked as a Principal at Morgan Stanley and HSBC Bank USA, NA, and as a Senior Financial Services Consultant at NewRiver, Inc. Additionally, he worked as a Vice President at Putnam Lovell NBF Securities.
Epstein holds an MBA from the University of Virginia, a graduate degree from The Trustees of Columbia University in The City of New York, and an undergraduate degree from Swarthmore College.
Postes actifs de Neal M. Epstein
| Sociétés | Poste | Début |
|---|---|---|
Moody's Investors Service, Inc.
 Moody's Investors Service, Inc. Insurance Brokers/ServicesFinance Moody's Investors Service, Inc. is a credit rating and investment research firm headquartered in New York City. They are a subsidiary of Moody's Corp. (NYSE: MCO). The firm performs international financial research and analysis on commercial and government entities and provides a variety of analytic tools for assessing credit risk. Their clients include creditors, investment banks and commercial banks. | Analyst-Fixed Income | 01/05/2011 |
Anciens postes connus de Neal M. Epstein
| Sociétés | Poste | Fin |
|---|---|---|
| Proctor Investment Managers LLC | Corporate Officer/Principal | 30/04/2011 |
Avatar Associates
 Avatar Associates Investment ManagersFinance Founded in 1970, Momentum Investment Partners LLC is a registered investment advisor located in New York City. The firm is a subsidiary of OAM Avatar LLC and their ultimate parent is Overture Asset Managers LLC. They were formerly known as Avatar Associates. Momentum Investment Partners manages assets for institutional, financial advisory, private client and wrap brokerage portfolios. | Gestionnaire de Portefeuille-Actions | 31/12/2007 |
Overture Asset Managers LLC
 Overture Asset Managers LLC Investment ManagersFinance Overture Asset Managers LLC acquires boutique money managers and provides investment management services. The private company is based in New York, NY. | Corporate Officer/Principal | 31/12/2005 |
NewRiver, Inc.
 NewRiver, Inc. Miscellaneous Commercial ServicesCommercial Services NewRiver develops innovative technology solutions that help financial leaders simplify investor disclosure providing transparency and cost savings to the delivery of fund data and investor communications. Since 1995, the company has helped some of the world's leading financial organizations move from paper to electronic disclosure via an easy to use, cost-effective, managed service offering. NewRiver pioneered the first electronic prospectus, and is the only company to guarantee its data to be 'compliance grade' which allows customers to reduce risk, lower compliance costs and increase revenues. Through a patent-pending, automated process NewRiver efficiently monitors millions of data points from over 24,600 fund CUSIPs. Further, the company's unique 'paperless' approach improves the investor experience while offering a real alternative to the environmental impact of paper-only delivery. Relied on daily by over 100 leading financial services firms, and millions of investors, NewRiver is a trusted and growing solution provider facilitating the transition from paper-based mutual fund information, to electronic. | Corporate Officer/Principal | 20/10/2003 |
| MORGAN STANLEY | Corporate Officer/Principal | 20/10/2003 |
Formation de Neal M. Epstein
| University of Virginia | Masters Business Admin |
| The Trustees of Columbia University in The City of New York | Graduate Degree |
| Swarthmore College | Undergraduate Degree |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Sociétés cotées | 1 |
|---|---|
| MORGAN STANLEY | Finance |
| Entreprise privées | 7 |
|---|---|
Avatar Associates
Avatar Associates Investment ManagersFinance Founded in 1970, Momentum Investment Partners LLC is a registered investment advisor located in New York City. The firm is a subsidiary of OAM Avatar LLC and their ultimate parent is Overture Asset Managers LLC. They were formerly known as Avatar Associates. Momentum Investment Partners manages assets for institutional, financial advisory, private client and wrap brokerage portfolios. | Finance |
NewRiver, Inc.
NewRiver, Inc. Miscellaneous Commercial ServicesCommercial Services NewRiver develops innovative technology solutions that help financial leaders simplify investor disclosure providing transparency and cost savings to the delivery of fund data and investor communications. Since 1995, the company has helped some of the world's leading financial organizations move from paper to electronic disclosure via an easy to use, cost-effective, managed service offering. NewRiver pioneered the first electronic prospectus, and is the only company to guarantee its data to be 'compliance grade' which allows customers to reduce risk, lower compliance costs and increase revenues. Through a patent-pending, automated process NewRiver efficiently monitors millions of data points from over 24,600 fund CUSIPs. Further, the company's unique 'paperless' approach improves the investor experience while offering a real alternative to the environmental impact of paper-only delivery. Relied on daily by over 100 leading financial services firms, and millions of investors, NewRiver is a trusted and growing solution provider facilitating the transition from paper-based mutual fund information, to electronic. | Commercial Services |
HSBC Bank USA, NA
 HSBC Bank USA, NA Investment ManagersFinance HSBC Bank USA NA engages in the provision of banking services. Its lines of business are Retail Banking and Wealth Management, Commercial Banking, Global Banking and Markets, and Private Bank. The company is headquartered in McLean, VA. | Finance |
Moody's Investors Service, Inc.
Moody's Investors Service, Inc. Insurance Brokers/ServicesFinance Moody's Investors Service, Inc. is a credit rating and investment research firm headquartered in New York City. They are a subsidiary of Moody's Corp. (NYSE: MCO). The firm performs international financial research and analysis on commercial and government entities and provides a variety of analytic tools for assessing credit risk. Their clients include creditors, investment banks and commercial banks. | Finance |
Putnam Lovell NBF Securities
 Putnam Lovell NBF Securities Investment Banks/BrokersFinance Founded by Donald Putnam and Jefffrey Lovell in 1987, Putnam Lovell NBF Securities is a broker/dealer headquartered in New York City with an additional office in Boston. The firm is a subsidiary of Jefferies & Co., Inc. and their ultimate parent is Jefferies Group, Inc. (NYSE: JEF). Putnam Lovell NBF Securities provides a full array of trading and execution services for their clients. Their clients include U.S. and foreign financial institutions, mutual fund companies, private investment firms, broker/dealers, insurance companies, e-Finance companies and banks. | Finance |
Overture Asset Managers LLC
Overture Asset Managers LLC Investment ManagersFinance Overture Asset Managers LLC acquires boutique money managers and provides investment management services. The private company is based in New York, NY. | Finance |
| Proctor Investment Managers LLC |
