Pierre W. Bordeaux

Citizens JMP Securities LLC (Citizens JMP) is a full-service investment bank and broker/dealer headquartered in San Francisco, California. The firm was founded by Joseph Jolson in 2002 and was formerly JMP Securities LLC. The firm is a subsidiary of JMP Holding LLC, ultimately held by Citizens Financial Group, Inc. (NYSE: CFG). Citizens JMP provides equity research, institutional brokerage, and investment banking services to public and private growth companies and their investors. They are a research-driven, growth-oriented firm that provides services to small- and mid-sized companies and the institutions that invest in them. The firm specializes in four high-growth sectors of the economy: technology, healthcare, financial services, and real estate.

Rice, Voelker LLC is a broker/dealer headquartered in Covington, Louisiana. The firm serves customers such as hedge funds. They specialize in private placements. The firm was funded in 1995.

Founded in 1922, Weeden & Co. LP is a broker/dealer headquartered in Greenwich, Connecticut with additional offices in Boston, Chicago, Minneapolis and San Francisco. The firm offers a full array of investment services with independent value-added research covering various sectors. Weeden's research goal is to produce independent, actionable long/short ideas that are free from the inherent conflicts created by investment banking. The firm vigilantly monitors proprietary, quantitative and fundamental indicators across all asset classes to identify and communicate important inflection points within the marketplace to clients. Their equities trading division specializes in difficult-to-execute orders. They are a member of the FINRA, NASDAQ and the SIPC.

Founded in 1993, IFS Securities, Inc. is an independent, full-service, registered broker-dealer headquartered in Atlanta, Georgia. The firm is a subsidiary of IFS Group, Inc. Their Capital Markets operations is managed from their Equity Trading Desk in Orlando, Florida and their Fixed Income Desk in Chicago. IFS Securities' institutional fixed-income sales and trading operations offer a high level of personalized oversight from pre-trade analysis to completion and settlement of a variety of securities. The fixed-income desk provides competitive bids and offers by maintaining constant contact with customer portfolios and the Street. Through their relationships with money managers, corporations, financial institutions, and corporate and public treasurers, the company can provide the best possible bid-offer spreads. The firm's trading desk is a diversified operation, offering such products as: Government securities, investment-grade corporate securities, corporate bonds, money-market instruments, mortgage- and asset-backed securities, and municipal securities. IFS Securities' equity sales and trading desk focuses on responsive order execution for exchange-listed services, as well as routinely executed third-market trades. Over-the-counter orders are executed on an agency basis through their access to the Level III NASDAQ system. Stock Repurchase Programs for major corporations are executed as directed by the client and in compliance with SEC Rule 10b.18. Sales and trading services include both domestic and international equity executions as well as stock buy-back services. The IFS Equity Research Group analyzes markets, securities and economics to provide insights and analysis for their clients. Services provided by the IFS Equity Research Group include: market analysis, theme reports, proprietary daily commentaries, company-specific initiating research reports/results updates, sector allocation and model portfolios, and integration of sector research with macro coverage of industries. IFS Securities covers companies with up to $1 billion market cap (average is $600 million) that have a double-digit growth rate objective. The 120 companies they track include: innovative/disruptive technologies (industrial, IT/internet and healthcare/life sciences) and public companies based in Georgia.

Ladenburg Thalmann & Co., Inc. (Broker) is the broker/dealer division of Ladenburg Thalmann & Co., Inc., ultimately held by Advisor Group Holdings, Inc. Headquartered in New York City, the firm was founded in 1876 and offers a full suite of capital markets products and services, including proprietary equity research and a fixed-income trading desk. For institutional asset management clients, the firm provides liquidity, execution, high-quality idea-generating research, and access to corporate management teams. Their institutional coverage includes relationships with over asset management companies all over the world. To corporate clients, they bring access to investor capital, broad distribution capabilities and financial markets advisory. Ladenburg Thalmann is a leader in financing growing middle-market public companies across various industry verticals, including Healthcare & Life Sciences, Yield-Oriented Securities (BDCs, REITs, MLPs), Energy, Power & Infrastructure, and Telecom, Media & Technology.

Sanders Morris Harris LLC (SMH) is an SEC-registered broker-dealer and member FINRA, SIPC, located in Houston, Texas. The firm is also an SEC-registered investment advisor. SMH was formed in January 2000 as the result of a merger between Sanders Morris Mundy, Inc. and Harris Webb & Garrison, Inc. The firm is now wholly-owned by Summer Wealth Management LLC. The ultimate principal owners of Summer Wealth Management, LLC are Lee Equity Partners LLC and The Edelman Financial Center, Inc. through intermediaries. SMH provides provides brokerage, asset management and similar services to individuals, high net-worth individuals, pension and profit sharing plans, trusts, estates, and corporations and other business entities.

Jefferies LLC is a global investment bank and institutional securities firm headquartered in New York City. The firm was founded in 1962 and is a subsidiary of Jefferies Group LLC, ultimately held by Jefferies Financial Group, Inc. (NYSE: JEF). Jefferies provides corporate clients with research and execution services in equity, fixed income, and foreign exchange markets, as well as a full range of investment banking services such as underwriting, mergers and acquisitions, restructuring and recapitalization, and other advisory services, with all businesses operating in the Americas, Europe and Asia.

Founded in 1987, Johnson Rice & Co. LLC is an institutional research and brokerage firm located in New Orleans, Louisiana. In 1991, the firm began offering investment banking services. Johnson Rice & Co. focuses primarily on the energy and specialty retail sectors

Founded in 1990, Capital One Southcoast, Inc., formerly Hibernia Southcoast Capital, is a full-service investment banking firm and broker/dealer located in New Orleans, Louisiana with an additional office in Houston, Texas. The firm is a subsidiary of Capital One Financial Corp. (NYSE: COF). They are provide corporate finance, equity research, institutional equity sales and trading services to private and mid-market public companies. The firm offers broad coverage of over 1,000 domestic and foreign institutional accounts for mutual funds, pension funds, hedge funds, insurance firms and other institutional investors. Capital One Southcoast's analysts provide coverage across the energy sector including energy infrastructure, oilfield services and oil & gas exploration and production.

Part of Stifel Financial Corp., Howard Weil Labouisse Friedrichs, Inc. provides securities and commodities services. The company is based in New Orleans, LA.

Coker & Palmer, Inc. is an independent registered broker/dealer and financial advisor headquartered in Jackson, Mississippi. The firm was founded by James D. Coker and James Y. Palmer in 1991. Coker & Palmer offers professional services in traditional securities brokerage to individuals and institutions as well as fee based asset management services.

Sanders Morris Harris LLC (Investment Management) (SMH-IM) is the investment management division of Sanders Morris Harris LLC, a registered broker/dealer firm headquartered in Houston, Texas. The firm was founded in 2000 and is a wholly-owned subsidiary of Tectonic Financial, Inc. (NASDAQ: TECTP). SMH-IM provides advisory services to individuals, pooled investments, plan sponsors, trusts, estates, corporations, institutions, and other businesses.

Silver Hill Hospital, Inc. is a nationally recognized psychiatric hospital that specializes in treating psychiatric and addiction disorders. The hospital is located on 44 scenic acres in New Canaan, CT, and is especially known for its expertise in treating complex conditions and co-occurring disorders in adults and adolescents. The hospital has 21 full-time board-certified psychiatrists and admits more than 3,000 adolescents and adults annually for disorders that include addiction, depression, trauma, anxiety, bipolar disorder, personality disorders, and schizophrenia, among others. The hospital offers programs for inpatient care, transitional living, and outpatient treatment.