Thomas Joseph Berthel
Directeur Général chez Berthel Fisher & Co. Financial Services, Inc.
Profil
Thomas Joseph Berthel is the founder and currently holds the position of Chairman, President & Chief Executive Officer at Berthel Fisher & Co., which was founded in 1985.
He is also currently the Chairman, President & Chief Executive Officer at Berthel Fisher & Co. Financial Services, Inc., President & Director at BFC Planning, Inc., and President & Director at ONE Financial, Inc. Mr. Berthel previously held the position of Chairman of the Board, President & CEO at Securities Management & Research, Inc. (Investment Management) and President & Chief Executive Officer at Berthel Growth & Income Trust I.
He also served as a Director at American Defense Systems, Inc. from 2007 to 2008.
Mr. Berthel received his undergraduate degree from St. Ambrose University in 1974 and his graduate degree from the University of Iowa in 1993.
Postes actifs de Thomas Joseph Berthel
| Sociétés | Poste | Début |
|---|---|---|
Berthel Fisher & Co. Financial Services, Inc.
 Berthel Fisher & Co. Financial Services, Inc. Investment Banks/BrokersFinance Founded in 1985, Berthel Fisher & Co. Financial Services, Inc. is a registered broker/dealer headquartered in Cedar Rapids, Iowa. The firm provides a full range of securities and brokerage services to their clients. They do not provide any internal research. Berthel Fisher is the broker subsidiary of Berthel Fisher & Co. | Directeur Général | 09/11/2009 |
Berthel Fisher & Co.
 Berthel Fisher & Co. Investment Banks/BrokersFinance Berthel Fisher & Co. provides financial services. It offers brokerage and investment banking services. The company was founded by Thomas Joseph Berthel and Fred Fisher in 1985 and is headquartered in Cedar Rapids, IA. | Directeur Général | 01/01/1985 |
BFC Planning, Inc.
 BFC Planning, Inc. Investment ManagersFinance BFC Planning, Inc. provides investment advisory services. The company is headquartered in Cedar Rapids, IA. | President | - |
ONE Financial, Inc.
 ONE Financial, Inc. ONE Financial, Inc. provides financial services. The company is headquartered in Cedar Rapids, IA. | President | - |
Securities Management & Research, Inc.
 Securities Management & Research, Inc. Investment Banks/BrokersFinance Part of Berthel Fisher & Co., Securities Management & Research, Inc. is a brokerage firm that provides brokerage services. The company is based in Cedar Rapids, IA. The CEO of the company is Thomas Joseph Berthel. | Directeur Général | - |
Anciens postes connus de Thomas Joseph Berthel
| Sociétés | Poste | Fin |
|---|---|---|
| AMERICAN DEFENSE SYSTEMS, INC. | Directeur/Membre du Conseil | 30/04/2008 |
Securities Management & Research, Inc. (Investment Management)
 Securities Management & Research, Inc. (Investment Management) Investment ManagersFinance Securities Management & Research, Inc. (SMR) is a registered investment adviser and registered broker/dealer founded in 1964. The firm is a wholly-owned subsidiary of ONE Financial, Inc. Headquartered in Cedar Rapids, Iowa, SMR serves as the investment manager and advisor for the equity and fixed-income portfolios of ONE Financial, Inc. and its affiliated companies. They also serve as an investment advisor for registered investment companies, retirement plans, bank trust funds, non-profit foundations and private client portfolios throughout the US. | Directeur Général | - |
Berthel Growth & Income Trust I
 Berthel Growth & Income Trust I Financial ConglomeratesFinance Berthel Growth & Income Trust I provides business development and investment services. The company was founded on February 2, 1995 and is headquartered in Marion, IA. | Directeur Général | - |
Formation de Thomas Joseph Berthel
| St. Ambrose University | Undergraduate Degree |
| University of Iowa | Graduate Degree |
Expériences
Fonctions occupées
Actives
Inactives
Sociétés cotées
Entreprise privées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Sociétés cotées | 1 |
|---|---|
| AMERICAN DEFENSE SYSTEMS, INC. | Electronic Technology |
| Entreprise privées | 7 |
|---|---|
Securities Management & Research, Inc. (Investment Management)
Securities Management & Research, Inc. (Investment Management) Investment ManagersFinance Securities Management & Research, Inc. (SMR) is a registered investment adviser and registered broker/dealer founded in 1964. The firm is a wholly-owned subsidiary of ONE Financial, Inc. Headquartered in Cedar Rapids, Iowa, SMR serves as the investment manager and advisor for the equity and fixed-income portfolios of ONE Financial, Inc. and its affiliated companies. They also serve as an investment advisor for registered investment companies, retirement plans, bank trust funds, non-profit foundations and private client portfolios throughout the US. | Finance |
Berthel Growth & Income Trust I
Berthel Growth & Income Trust I Financial ConglomeratesFinance Berthel Growth & Income Trust I provides business development and investment services. The company was founded on February 2, 1995 and is headquartered in Marion, IA. | Finance |
Berthel Fisher & Co.
Berthel Fisher & Co. Investment Banks/BrokersFinance Berthel Fisher & Co. provides financial services. It offers brokerage and investment banking services. The company was founded by Thomas Joseph Berthel and Fred Fisher in 1985 and is headquartered in Cedar Rapids, IA. | Finance |
Berthel Fisher & Co. Financial Services, Inc.
Berthel Fisher & Co. Financial Services, Inc. Investment Banks/BrokersFinance Founded in 1985, Berthel Fisher & Co. Financial Services, Inc. is a registered broker/dealer headquartered in Cedar Rapids, Iowa. The firm provides a full range of securities and brokerage services to their clients. They do not provide any internal research. Berthel Fisher is the broker subsidiary of Berthel Fisher & Co. | Finance |
BFC Planning, Inc.
BFC Planning, Inc. Investment ManagersFinance BFC Planning, Inc. provides investment advisory services. The company is headquartered in Cedar Rapids, IA. | Finance |
ONE Financial, Inc.
ONE Financial, Inc. ONE Financial, Inc. provides financial services. The company is headquartered in Cedar Rapids, IA. | |
Securities Management & Research, Inc.
Securities Management & Research, Inc. Investment Banks/BrokersFinance Part of Berthel Fisher & Co., Securities Management & Research, Inc. is a brokerage firm that provides brokerage services. The company is based in Cedar Rapids, IA. The CEO of the company is Thomas Joseph Berthel. | Finance |
