Profil
Mr. Tim W.
Grant is Co-President & Chief Executive Officer at Wellington Shields Capital Management LLC and Vice Chairman at Wellington Shields & Co. LLC.
He is on the Board of Directors at Securities Investor Protection Corp.
Prior to joining Wellington Shields Capital Management LLC on March 11, 2010, Mr. Grant was with Wellington Shields & Co. LLC.
He was President, Chief Executive Officer and Director of The Pax World Funds and Partner & Managing Director at Fahnestock & Co. He served on the Board of N.A.S.D.
(District 12) and was a Director of the Securities Investor Protection Corp (S.I.P.C.) from 2003-2007.
Mr. Grant received his BA from the University of North Carolina (Chapel Hill) in 1963.
Anciens postes connus de Tim Grant
| Sociétés | Poste | Fin |
|---|---|---|
H. G. Wellington Capital Management
 H. G. Wellington Capital Management Investment ManagersFinance H.G. Wellington Capital Management is a wholly owned division of H.G. Wellington & Co., Inc. They manage equity, balanced and fixed-income portfolios for individuals and families, trusts and estates, foundations/endowments and retirement, pension and profit sharing plans. | President | 10/03/2010 |
H. G. Wellington & Co., Inc. (Securities)
 H. G. Wellington & Co., Inc. (Securities) Investment Banks/BrokersFinance Founded in 1925, H. G. Wellington & Co., Inc., is a full-service broker/dealer located in New York City. The firm is a subsidiary of H.G. Wellington Capital Management. H.G. Wellington & Co. is self-clearing and they are a member of the NYSE, the NASD and the SIPC. | President | 31/12/2009 |
| Fahnestock & Co., Inc. | Corporate Officer/Principal | - |
Wellington Shields Capital Management LLC
 Wellington Shields Capital Management LLC Investment ManagersFinance Wellington Shields Capital Management LLC (WSCM) is a SEC-registered investment advisor and wealth management firm headquartered in New York City. The firm was founded in 2010 and is a subsidiary of Wellington Shields Holdings LLC. WSCM provides discretionary and non-discretionary portfolio management advisory services to individuals, corporations, trust, estates, charitable organizations, pension and profit-sharing plans, as well as other types of businesses and institutional clients. | Directeur Général | - |
Securities Investor Protection Corp.
 Securities Investor Protection Corp. Insurance Brokers/ServicesFinance The Securities Investor Protection Corporation either acts as trustee or works with an independent court-appointed trustee in a missing asset case to recover funds. The statute that created SIPC provides that customers of a failed brokerage firm receive all non-negotiable securities that are already registered in their names or in the process of being registered. Recovered funds are used to replenish SIPC's reserve in the event that the reserve is tapped in the early stages of a liquidation proceeding. | Directeur/Membre du Conseil | - |
Formation de Tim Grant
| The University of North Carolina at Asheville | Undergraduate Degree |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 6 |
|---|---|
H. G. Wellington Capital Management
H. G. Wellington Capital Management Investment ManagersFinance H.G. Wellington Capital Management is a wholly owned division of H.G. Wellington & Co., Inc. They manage equity, balanced and fixed-income portfolios for individuals and families, trusts and estates, foundations/endowments and retirement, pension and profit sharing plans. | Finance |
Impax Asset Management LLC
 Impax Asset Management LLC Investment ManagersFinance Impax Asset Management LLC is a SEC-registered investment advisor headquartered in Portsmouth, New Hampshire. It was founded in 1971 as Pax World Management LLC. They became Impax Asset Management LLC when they were acquired by Great Britain-based Impax Asset Management Group plc in 2018. Impax Asset Management provides portfolio management services to registered mutual funds and separate account management to institutional clients. | Finance |
Securities Investor Protection Corp.
Securities Investor Protection Corp. Insurance Brokers/ServicesFinance The Securities Investor Protection Corporation either acts as trustee or works with an independent court-appointed trustee in a missing asset case to recover funds. The statute that created SIPC provides that customers of a failed brokerage firm receive all non-negotiable securities that are already registered in their names or in the process of being registered. Recovered funds are used to replenish SIPC's reserve in the event that the reserve is tapped in the early stages of a liquidation proceeding. | Finance |
H. G. Wellington & Co., Inc. (Securities)
H. G. Wellington & Co., Inc. (Securities) Investment Banks/BrokersFinance Founded in 1925, H. G. Wellington & Co., Inc., is a full-service broker/dealer located in New York City. The firm is a subsidiary of H.G. Wellington Capital Management. H.G. Wellington & Co. is self-clearing and they are a member of the NYSE, the NASD and the SIPC. | Finance |
Wellington Shields Capital Management LLC
Wellington Shields Capital Management LLC Investment ManagersFinance Wellington Shields Capital Management LLC (WSCM) is a SEC-registered investment advisor and wealth management firm headquartered in New York City. The firm was founded in 2010 and is a subsidiary of Wellington Shields Holdings LLC. WSCM provides discretionary and non-discretionary portfolio management advisory services to individuals, corporations, trust, estates, charitable organizations, pension and profit-sharing plans, as well as other types of businesses and institutional clients. | Finance |
| Fahnestock & Co., Inc. | Finance |
