Ying Xi Lai

Harvest Fund Management Co., Ltd. (HFM) is an independent Chinese investment advisory firm which was founded in 1999. In 2005, they became a joint venture between China Credit Trust Co., Ltd. (40%), Lixin Investment Co., Ltd. (30%) and Deutsche Asset Management Co., Ltd. (30%). Headquartered in Beijing with additional office in Shanghai, the firm offers a range of domestic equity and fixed-income funds for individual, retail, institutional and Enterprise Annuity investors based in China. HFM is a responsible investor and signatory to the UN Principles for Responsible Investment (UNPRI).

Longfor Intelligent Living Ltd. engages in property management and commercial operations in China. It provides services ranging from living, consumption, urban services, to commercial operations and real estate asset management. The firms services include residential and other non-commercial property management services and commercial operational and property management services. The company was founded in 1998 and is headquartered in Hong Kong.

Part of Massachusetts Mutual Life Insurance Co., Barings Singapore Pte Ltd. is a company that provides investment advice. The company is based in Singapore, Singapore. The CEO of the Singaporean company is Soo Hai Lim.

DBS Vickers (Hong Kong) Ltd. (DBS-HK) is a broker/dealer firm headquartered in Hong Kong. The firm is a subsidiary of DBS Vickers Securities Holdings Pte Ltd., ultimately held by DBS Group Holdings Ltd. (SGX: D05) in Singapore. DBS-HK provides a comprehensive blend of brokerage services.

Citigroup Global Markets Asia Ltd. (CGMA) is a securities brokerage firm headquartered Hong Kong. They are a subsidiary of Citigroup Global Markets Hong Kong Holdings Ltd., ultimately owned by Citigroup, Inc. (NYSE: C) in the US. Formerly known as Citi Smith Barney, the firm was reorganized in 2008 when Citigroup combined their brokerage and private banking businesses. CGMA offers stock trading services to various institutional investors.

Part of Mirae Asset Financial Group, Mirae Asset Securities (HK) Ltd. is a brokerage service. The company is based in Hong Kong, Hong Kong. The Chinese company was founded in 2007. The CEO is Sang-Joon Kim.

China International Capital Corp. (Hong Kong) Securities Ltd. (CICC HK) is a broker/dealer headquartered in Hong Kong. The firm was founded in 1998 and is a subsidiary of China International Capital Corp. (Hong Kong) Ltd., which is owned by China International Capital Corp. Ltd. (HKG: 3908; OTCMKTS: CNICF) in China. CICC HK provides comprehensive sales and trading as well as research services to global institutional investors.

Harvest Global Investments Ltd. (HGI) is the wholly-owned, Hong Kong-based investment management subsidiary of Harvest Fund Management Co., Ltd. (HFM), an asset management company headquartered in China. Founded in 2008, HGI provides discretionary portfolio management services to their clients, sometimes with the assistance of HFM, serving as the investment adviser to pooled investment vehicles sponsored by other financial firms. They also provide investment advisory services on behalf of sophisticated institutional investors to separately managed accounts.

Handelsbanken Wealth & Asset Management Ltd. (Handelsbanken) is a wealth management firm headquartered in London, UK. The firm was founded in 1988 and rebranded as Heartwood Wealth Management Ltd. in 2020. They became a direct wholly owned subsidiary of Handelsbanken Plc in 2013, which is ultimately owned by of Svenska Handelsbanken AB (STO: SHB.A, SHB.B) in Sweden. Handelsbanken manages portfolios for private clients and offers investment management services directly to charities, institutions and individuals through professional intermediaries.

UBS Asset Management (Hong Kong) Ltd. (UBS-HK) is the wholly-owned, Hong Kong-based investment management subsidiary of UBS Asset Management AG, ultimately held by UBS Group AG (SWX: UBSG), a multinational investment bank and financial services company headquartered in Switzerland. Founded in 1992, UBS-HK provides investment management services for institutional and wholesale intermediaries primarily located in Greater China. The firm is the local representative for the funds managed within the parent group, covering both traditional and alternative strategies.

Morgan Stanley Bank Asia Ltd. (MSBAL) is the Hong Kong-based wealth management subsidiary of Morgan Stanley (NYSE: MS), a multinational investment bank and financial services company headquartered in the US. MSBAL offers its complete range of products and services to clients across the region.

First Rice Partners LLC (First Rice Capital) is a venture capital firm founded in 2016 by Kate Xiong. The firm is headquartered in Cambridge, Massachusetts.

CFA Institute operates as non-profit organization, which engages in the provision of chartered financial analyst programs. It offers certificate in investment performance measurement program, investment foundations, and scholarship. The company was founded in 1965 and is headquartered in Charlottesville, VA.

Parikh Parag Financial Advisory Services Pvt Ltd. (PPFAS) is an independent brokerage firm headquartered in Mumbai. The firm provides brokerage services to their clients.

Securities Institute Of Australia the key business areas were education and training with 11 award courses and around 100 individual subjects accounting for about 90 per cent of its activity. It remained competitive for public education and corporate training and was positioned as the largest independent provider of financial services education in Australia. Its member services and professional development activities remain supported by Finsia’s education and training business. It was founded in 1966 and is located in Sydney, Australia.

Mirae Asset Global Investments (Hong Kong) Ltd. (Mirae Asset HK) is the hedge fund management subsidiary of Mirae Asset Global Investments Co., Ltd., itself a subsidiary of Mirae Asset Financial Group in South Korea. The firm is headquartered in Hong Kong and was founded in 2003. Mirae Asset HK provides discretionary investment management services as a principal investment manager of open-ended mutual funds domiciled in Luxembourg, a manager of exchange traded funds listed on the Stock Exchange of Hong Kong Limited, an adviser to private investment vehicles only offered to non-US clients and sub-manager of open-ended investment companies and Korea domiciled funds.

UTI Asset Management Co. Ltd. (Investment Management) (UTI-IM) is the investment management division of UTI Asset Management Co. Ltd. (NSE: UTIAMC) in India. Headquartered in Mumbai, the firm was founded in 2002 as the asset manager of the UTI Mutual Fund and acts as manager and marketer to offshore funds through their wholly owned Guernsey-registered subsidiary, UTI International Ltd. UTI-IM manages money-market funds, fixed-income funds, asset allocation funds, index funds, equity funds and balanced funds.

Aditya Birla Sun Life AMC Ltd. (Investment Management) (ABSLAMC-IM) is the investment management division of Aditya Birla Sun Life AMC Ltd. (NSE: ABSLAMC), a publicly-listed investment company headquartered in Mumbai, India. The firm was founded in 1994 and formerly known as Birla Sun Life Asset Management Co. Ltd. They are a subsidiary of Aditya Birla Capital Ltd. (NSE: ABCAPITAL), which is owned by Grasim Industries Ltd. (NSE: GRASIM). ABSLAMC-IM acts as the investment manager of Aditya Birla Sun Life Mutual Fund (ABSLMF) and manages a variety of mutual funds, fund of funds and offshore funds for wholesale and retail clients.

Franklin Templeton Asset Management (India) Pvt. Ltd. (FTAM-India) is a fund management firm headquartered in Mumbai, Indian. The firm was founded in 1996 and is a subsidiary of Franklin Templeton Holding Ltd., ultimately owned by Franklin Resources, Inc. (NYSE: BEN) in the US. FTAM-India manages a range of mutual funds for Indian investors.

Schroder Investment Management (Hong Kong) Ltd. (Schroder-HK) is the fund management subsidiary of Schroder International Holdings (Bermuda) Ltd., ultimately held by international asset management group Schroders Plc (LSE: SDR, ADR: SHNWY) in Great Britain. Headquartered in Hong Kong, Schroder-HK was founded in 1971 and manages mutual funds for institutions, government-linked organizations, private clients and unit trusts.

Goldman Sachs (Asia) LLC (GS-Asia) is the Hong Kong-based brokerage subsidiary of Goldman Sachs Holdings (Hong Kong) Ltd., ultimately owned by The Goldman Sachs Group, Inc. (NYSE: GS), a multinational investment bank and financial services company headquartered in New York City. Founded in 1984, GS-Asia provides market insight, risk management and execution services to institutional clients which includes asset managers, hedge funds, banks and brokerages, pensions, endowments and foundations, corporations, and governments.

Peking University provides post-secondary education services. It offers undergraduate and graduate courses. It provides courses such as basic and applied sciences, social sciences and the humanities, sciences of medicine, management, and education. The company was founded by JiaNai Sun in 1898 and is headquartered in Beijing, China.

Part of Société Générale SA, SG Securities (HK) Ltd. is a Chinese company that provides brokerage services. The company is based in Hong Kong, Hong Kong. Andrew Au has been the CEO of the company since 2015.

Ion Pacific Ltd (Ion Pacific) is a private equity/venture capital firm founded in 2015 by Itamar Har-Even and Michael Joseph. The firm is headquartered in New York.