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Provenance du réseau au premier degré de Bruce Poliquin
Entité | Type d'entité | Industrie | |
---|---|---|---|
Securities Investor Protection Corp.
![]() Securities Investor Protection Corp. Insurance Brokers/ServicesFinance The Securities Investor Protection Corporation either acts as trustee or works with an independent court-appointed trustee in a missing asset case to recover funds. The statute that created SIPC provides that customers of a failed brokerage firm receive all non-negotiable securities that are already registered in their names or in the process of being registered. Recovered funds are used to replenish SIPC's reserve in the event that the reserve is tapped in the early stages of a liquidation proceeding.
32
| Non-Profit Organization | Insurance Brokers/Services | 32 |
Graphique Sociétés connectées au second degré
Relation dans plusieurs entreprises
Sociétés connectées à Bruce Poliquin via son réseau personnel
Société | Secteur | Personnes liées | Poste principal |
---|---|---|---|
Norian Corp.
![]() Norian Corp. Medical SpecialtiesHealth Technology Norian Corp. manufactures equipment for broken bone treatment. It develops, manufactures & markets Skeletal Repair System, a proprietary bone fixation and replacement material designed for use in regions of compromised cancellous bone such as the wrist, hip, knee & spine. The company was founded by Brent R. Constantz in 1987 and is headquartered in West Chester, PA. | Medical Specialties | Founder | |
Oppenheimer & Co., Inc.
![]() Oppenheimer & Co., Inc. Investment ManagersFinance Oppenheimer & Co., Inc. provides security brokerage services. It also offers investment banking and advice to high net worth investors, individuals, businesses and institutions. The company is headquartered in New York, NY. | Investment Managers | Corporate Officer/Principal | |
PINNACLE FINANCIAL PARTNERS, INC. | Regional Banks | Corporate Officer/Principal | |
KIMBER RESOURCES, INC. | Other Metals/Minerals | Chairman | |
Audible Magic Corp.
![]() Audible Magic Corp. Information Technology ServicesTechnology Services Audible Magic Corp. provides electronic media identification and copyright management solutions. It provides services to content owners, publishers, broadcasters, disc replicators, hardware and software developers, and information technology organizations. The company was founded in 1999 by Vance Ikezoye and is headquartered in Los Gatos, CA. | Information Technology Services | Corporate Officer/Principal | |
LPL FINANCIAL HOLDINGS INC. | Investment Banks/Brokers | Corporate Officer/Principal | |
Voiceofdancecom, Inc. | Director/Board Member | ||
The Trustees of Columbia University in The City of New York | College/University | Masters Business Admin Undergraduate Degree | |
Stifel, Nicolaus & Co., Inc.
![]() Stifel, Nicolaus & Co., Inc. Investment ManagersFinance Stifel, Nicolaus & Co., Inc. (Stifel) is a dual-registered broker-dealer and investment adviser headquartered in St. Louis, Missouri. Founded in 1890, the firm is a subsidiary of Stifel Financial Corp. (NYSE: SF), a financial service holding company. Stifel provides full-service brokerage and investment advisory services to individuals and their families, institutions and businesses, and financial advisors. | Investment Managers | Corporate Officer/Principal | |
Investec Ernst & Co.
![]() Investec Ernst & Co. Investment Banks/BrokersFinance Part of Investec Ltd., Investec Ernst & Co. is a South African company that provides investment banking services. The company is based in Johannesburg, South Africa. | Investment Banks/Brokers | Chief Investment Officer | |
Financial Sense Advisors, Inc.
![]() Financial Sense Advisors, Inc. Investment ManagersFinance Financial Sense Advisors, Inc. (FSA) is a SEC-registered investment advisor headquartered in San Diego, California. The firm was founded by James “Jim” Puplava in 1985 and is a subsidiary of Financial Sense Wealth Management, Inc. FSA provides investment supervisory and financial planning services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, corporations and other business entities. | Investment Managers | Founder | |
Financial Sense Securities, Inc.
![]() Financial Sense Securities, Inc. Investment Banks/BrokersFinance Part of Financial Sense Wealth Management, Inc., Financial Sense Securities, Inc. provides brokerage services. The company is based in San Diego, CA. The company was founded in 1996 by James Joseph Puplava. Ryan James Puplava has been the CEO of the company since 1996. | Investment Banks/Brokers | Founder | |
University of California, Los Angeles | College/University | Undergraduate Degree | |
Arizona State University | College/University | Undergraduate Degree | |
Long Island University | College/University | Undergraduate Degree | |
State University of New York at Buffalo | College/University | Undergraduate Degree Doctorate Degree | |
University of Tennessee | College/University | Undergraduate Degree | |
Raymond James Financial Services, Inc.
![]() Raymond James Financial Services, Inc. Investment Banks/BrokersFinance Raymond James Financial Services, Inc. provides brokerage services. The company is headquartered in St. Petersburg, FL. | Investment Banks/Brokers | Corporate Officer/Principal | |
Taylor Made Golf Co., Inc.
![]() Taylor Made Golf Co., Inc. Recreational ProductsConsumer Durables Taylor Made Golf Co., Inc. provides golf equipment. It offers drivers, fairways, hybrids, irons, wedges, putters, golf balls, accessories, custom golf clubs and balls. The company was founded in 1979 and is headquartered in Carlsbad, CA. | Recreational Products | Corporate Officer/Principal | |
American Graduate School of Management | College/University | Graduate Degree | |
BMO Capital Markets Corp. (Broker)
![]() BMO Capital Markets Corp. (Broker) Investment Banks/BrokersFinance BMO Capital Markets Corp. (Broker) is the broker/dealer division of BMO Capital Markets Corp., a full-service North American financial services provider headquartered in New York City. The firm was founded in 1998 and is a subsidiary of BMO Financial Corp., which is owned by Bank of Montreal (NYSE, TSX: BMO) in Canada. BMO Capital Markets offers corporate, institutional and government clients access to a variety of products and services including equity and debt underwriting, corporate lending and project financing, merger and acquisitions advisory services, merchant banking, securitization, treasury and market risk management, debt and equity research and institutional sales and trading. | Investment Banks/Brokers | Analyst-Equity | |
Securities Industry & Financial Markets Association, Inc.
![]() Securities Industry & Financial Markets Association, Inc. Miscellaneous Commercial ServicesCommercial Services Securities Industry & Financial Markets Association, Inc. (SIFMA) is an organization that represents the securities industry in the United States. The private company is based in New York, NY and has subsidiaries in the United States. The company's main focus is advocating for effective and resilient capital markets. The CEO of the company is Kenneth E. Bentsen. | Miscellaneous Commercial Services | Director/Board Member Chairman | |
Pinnacle Asset Management, Inc.
![]() Pinnacle Asset Management, Inc. Investment ManagersFinance Pinnacle Asset Management, Inc. provides investment advice. The private company is based in Easton, CT. The company was founded by Peter T. Dvorak. | Investment Managers | Corporate Officer/Principal | |
Nashville Area Chamber of Commerce
![]() Nashville Area Chamber of Commerce Miscellaneous Commercial ServicesCommercial Services The Nashville Area Chamber of Commerce conducted extensive market research on the music industry, surveying over 2,500 people and conducting 3 focus groups. The 10-county Nashville economic market has a population of 1.9 million and is the largest metropolitan area within a five-state region. The non-profit company is based in Nashville, TN and has subsidiaries in the United States. The Chamber is a nonprofit business federation focused on facilitating community leadership to create economic prosperity. The region is known for its creativity, growth, and business opportunities, and is home to risk takers. The CEO of the company is Ralph Schulz. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
Nashville Sports Council | Corporate Officer/Principal | ||
Financial Industry Regulatory Authority, Inc.
![]() Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
Child Advocates of Silicon Valley, Inc. | Director/Board Member | ||
National Association of Securities Dealers, Inc.
![]() National Association of Securities Dealers, Inc. Investment Banks/BrokersFinance National Association of Securities Dealers, Inc. provides financial regulatory services. The non-profit company is based in Washington and has subsidiaries in the United States. The American company was founded by Richard B. Jennings, Vince Means. | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
Municipal Securities Rulemaking Board
![]() Municipal Securities Rulemaking Board Investment ManagersFinance The Municipal Securities Rulemaking Board is a regulatory organization that oversees the municipal securities market in the United States. The private company is based in Alexandria, VA. Nanette Lawson has been the CEO of the company since 2011. The board was established by Congress in 1975 to protect investors and promote a fair and efficient market for municipal securities. The board sets rules and standards for underwriters, dealers, and municipal advisors, and provides market transparency through its Electronic Municipal Market Access (EMMA) system. | Investment Managers | Corporate Officer/Principal Corporate Officer/Principal | |
Market Technicians Association, Inc. | Corporate Officer/Principal | ||
Financial Sense Wealth Management, Inc.
![]() Financial Sense Wealth Management, Inc. Investment ManagersFinance Financial Sense Wealth Management, Inc. engages in the provision of financial advisory and management services through its subsidiaries. It specializes in financial planning, investments, estate planning, and retirement. The company was founded in 1985 and is headquartered in San Diego, CA. | Investment Managers | Founder | |
Stanford Graduate School of Business | College/University | Masters Business Admin | |
Prospect Financial Services LLC
![]() Prospect Financial Services LLC Investment ManagersFinance Prospect Financial Services LLC is a private company headquartered in Melville, NY. The firm provides investment advice. It was founded in 1999. Sean Peter Rooney is the current CEO, occupying that position since 2021. | Investment Managers | Chief Executive Officer | |
LIU Post | College/University | Undergraduate Degree | |
MLM Consulting Services, Inc.
![]() MLM Consulting Services, Inc. Miscellaneous Commercial ServicesCommercial Services MLM Consulting Services, Inc. provides consulting services. The company is headquartered in Sammamish, WA. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
Harvard College | College/University | Undergraduate Degree | |
United Way Suncoast, Inc.
![]() United Way Suncoast, Inc. Miscellaneous Commercial ServicesCommercial Services Part of United Way Worldwide, United Way Suncoast, Inc. is a non-profit organization committed to the development and sustainability of St. Petersburg's Campbell Park neighborhood. The company is based in Tampa, FL. The company offers various services such as job searches, resume building, computer access, financial assistance, and programs for middle and high school students. The company also provides resources on budgeting, investing, taxes, and more. United Way Suncoast's resource centers, including Campbell Park and North Greenwood, aim to promote financial stability through workforce development and economic support. | Miscellaneous Commercial Services | Director/Board Member | |
Alexis De Tocqueville Society | Chairman | ||
First State Bank
![]() First State Bank Regional BanksFinance First State Bank is a full-service financial institution that offers checking, savings, and CD accounts with the convenience of online and mobile banking. The private company is based in Scottsbluff, NE and has subsidiaries in the United States. The company also provides a variety of loan products and investment programs. The CEO of the company is Michael W. Downey. | Regional Banks | President | |
James Museum of Western & Wildlife Art | Founder | ||
Stetson University College of Law | College/University | Graduate Degree | |
Harvard Business School | College/University | Masters Business Admin | |
Raymond James Financial, Inc. (Broker)
![]() Raymond James Financial, Inc. (Broker) Investment Banks/BrokersFinance Founded in 1962, Raymond James Financial, Inc. (NYSE: RJF) is a diversified holding company headquartered in St. Petersburg, Florida. The firm provides services to individuals, corporations and municipalities through their wholly-owned subsidiaries: Raymond James & Associates, Raymond James Financial Services and Raymond James Ltd. Raymond James operates through eight segments: Private Client Group (PCG); Capital Markets; Asset Management; Raymond James Bank (RJ Bank); Emerging Markets; Securities Lending; Proprietary Capital; and Other. The Private Client Group segment provides securities transaction and financial planning services to client accounts through the branch office systems of the company's subsidiaries. The Capital Markets segment's activities consist primarily of equity and fixed income products and services. The Asset Management segment provides asset management services for individual investment portfolios and mutual funds. The RJ Bank segment provides corporate, residential and consumer loans, as well as Federal Deposit Insurance Corp. insured deposit accounts, to clients of the company's broker-dealer subsidiaries and to the general public. The Emerging Markets segment operates securities brokerage, investment banking, asset management and equity research businesses. The Securities Lending segment conducts its business through the borrowing and lending of securities from and to other broker-dealers, financial institutions and other counterparties. The Proprietary Capital segment consists of the company's principal capital and private equity activities, including various direct and third-party private equity and merchant banking investments. Raymond James' capital markets reach within the financial institutions segment focuses on community and regional banks and thrifts including equity research, sales, trading and investment banking resources and services. Raymond James is one of the largest research organizations in the brokerage industry and serves institutional investors domestically and abroad. The firm's capital markets activities are based on insightful, timely and comprehensive equity research. They publish research on over 1,000 companies in their core industries. Raymond James seeks attractive niches within broader industries and then covers these sectors deeply to develop differentiated sector expertise and relationships. Although their focus is mid- and small-cap companies, their coverage includes large, medium and small companies across each sector. Raymond James' Institutional Trading division is organized into 3 specialty departments: Sales Trading, Principal trading and Agency Trading. Their Sales Trading division covers over 800 domestic and 1,300 international financial institutions throughout North America and Europe. The firm's Principal Trading division consists of industry-focused teams and their OTC Principal Trading department makes markets in over 680 domestic stocks, 85% of which are covered by Raymond James Institutional Research department. Their Agency Trading department services the trading needs of over 5,500 financial advisors located in 2,500 retail offices across the US. | Investment Banks/Brokers | Chairman |
Statistiques
Internationale
Etats-Unis | 46 |
Canada | 2 |
Afrique du Sud | 2 |
Sectorielle
Finance | 18 |
Consumer Services | 14 |
Commercial Services | 6 |
Health Technology | 2 |
Industrial Services | 2 |
Opérationnelle
Director/Board Member | 138 |
Corporate Officer/Principal | 119 |
President | 48 |
Chairman | 32 |
Chief Executive Officer | 29 |
Relations les plus connectées
Insiders | |
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Laird Q. Cagan | 58 |
Jack E. Nelson | 38 |
Thomas James | 36 |
David Crean | 23 |
Robert P. Johnson | 20 |
Brian Woodland | 17 |
Michael H. McTeigue | 14 |
Joe Sweeney | 13 |
Andrew T. Gilinsky | 12 |
Bret D. Sanders | 12 |
Kevin Centofanti | 11 |
Brian J. Pitz | 11 |
Hobart Birmingham | 10 |
Jim Puplava | 10 |
Gary Collier | 10 |
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