Douglas E. Neal

Citizens JMP Securities LLC (Citizens JMP) is a full-service investment bank and broker/dealer headquartered in San Francisco, California. The firm was founded by Joseph Jolson in 2002 and was formerly JMP Securities LLC. The firm is a subsidiary of JMP Holding LLC, ultimately held by Citizens Financial Group, Inc. (NYSE: CFG). Citizens JMP provides equity research, institutional brokerage, and investment banking services to public and private growth companies and their investors. They are a research-driven, growth-oriented firm that provides services to small- and mid-sized companies and the institutions that invest in them. The firm specializes in four high-growth sectors of the economy: technology, healthcare, financial services, and real estate.

Imowitz Koenig & Co. LLP provides accounting, auditing and bookkeeping services. The company was founded by Neil H. Koenig in 1979 and is headquartered in New York, NY.

RiverBanc LLC provides provides investment advice. It provides capital in the form of joint venture equity, preferred equity, mezzanine debt, ground leadse acquisition and structured finance transaction. The company was founded by Kevin M. Donlon and is headquartered in Charlotte, NC.

Part of Deutsche Bank AG, Deutsche Bank AG (Florida) is a company that provides corporate banking and securities services. The company is based in Jacksonville, FL.

Integrated Resources, Inc. provides staffing services. It recruits professionals in the areas of network engineers, database administrators, quality assurance, testers, respiratory therapists, web developers and business analysts. The firm also conducts career development and personal growth programs. The company is headquartered in Edison, NJ.

Real Estate Systems Implementation Group LLC, also known as EA RESIG, offers a range of services to support real estate funds throughout their lifecycle. The private company is based in New York, NY. These services include fund establishment and launch, fund accounting, investor relations, treasury, capital calls and distributions, property accounting, specialized accounting, and tax advisory.

JMP Group Inc. is a full-service investment banking and asset management firm, together with its subsidiaries it provides investment banking, sales and trading, and equity research services to corporate and institutional clients, and alternative asset management products and services to institutional investors and high net-worth individuals. The company operates its business through five segments: Broker-Dealer, Asset Management, Corporate Credit, Investment Income, Eliminations and Corporate Costs. The Broker-Dealer segment includes a broad range of services, such as underwriting and acting as a placement agent for public and private capital markets raising transactions and financial advisory services in M&A, restructuring and other strategic transactions. The Broker-Dealer segment also includes institutional brokerage services and equity research services to institutional investor clients. The Asset Management segment includes the management of a broad range of pooled investment vehicles, including the company's hedge funds, hedge funds of funds. The Corporate Credit segment includes the management of collateralized loan obligations and small business loans. The Investment Income segment includes income from the company's principal investments in public and private securities, as well as any other net interest and income from investing activities. The Corporate Costs segment includes expenses related to JMP Group Inc., the holding company, and JMP Group LLC, and is mainly comprised of corporate overhead expenses and interest expense related to the company's credit facility with City National Bank. JMP Group was founded by Joseph A. Jolson and Carter D. Mack in 1999 and is headquartered in San Francisco, CA.

Harvest Mortgage Opportunity Partners LP engages in providing Financial services. The company is headquartered in San Francisco, CA.

Harvest Capital Strategies LLC (Harvest) is a SEC-registered investment advisor and hedge fund manager headquartered in San Francisco, California. The firm was founded in 1999 and formerly known as JMP Asset Management LLC. They are wholly owned by JMP Holding LLC, ultimately held by Citizens Financial Group, Inc. (NYSE: CFG). Harvest provides discretionary investment advisory services to a number of private investment funds that operate as private investment funds.

Part of New York Mortgage Trust, Inc., Hypotheca Capital LLC is a company that provides mortgage banking services. The company is based in New York, NY.

Oppenheimer Asset Management, Inc. (OAM) is a SEC-registered investment advisor headquartered in New York City. Founded in 1986, the firm is a subsidiary of E.A. Viner International Co., which is owned by Oppenheimer Holdings, Inc. (NYSE: OPY). OAM offers a variety of advisory services to individuals, foundations, pension and profit-sharing plans, trusts, charitable organizations, business or government entities, insurance companies and endowments.