Frank Barresi
Corporate Officer/Principal chez Ameriprise Financial Services LLC (Investment Management)
Provenance du réseau au premier degré de Frank Barresi
Entité | Type d'entité | Industrie | |
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Ameriprise Financial Services LLC (Investment Management)
Ameriprise Financial Services LLC (Investment Management) Investment ManagersFinance Ameriprise Financial Services LLC (Investment Management) (AFS-IM) is the investment management division of Ameriprise Financial Services LLC, a registered broker-dealer headquartered in Minneapolis, Minnesota. The firm was founded in 1986 and is a subsidiary of AMPF Holding Corp., which is owned by Ameriprise Financial, Inc. (NYSE: AMP). AFS-IM sponsors a wrap fee program that offers a variety of investment advisory accounts that have different features and services, supporting a wide array of investment strategies. It is available for individual investors, corporate entities and tax-qualified accounts.
10
| Operating Division | Investment Managers | 10 |
Graphique Sociétés connectées au second degré
Relation dans plusieurs entreprises
Sociétés connectées à Frank Barresi via son réseau personnel
Société | Secteur | Personnes liées | Poste principal |
---|---|---|---|
AMERICAN EXPRESS COMPANY | Finance/Rental/Leasing | Corporate Officer/Principal | |
LEGG MASON, INC. | Investment Managers | Corporate Officer/Principal | |
MERRILL LYNCH PREFERRED CAPITAL TRUST I | Major Banks | Corporate Officer/Principal | |
Citigroup Global Markets, Inc. (Broker)
Citigroup Global Markets, Inc. (Broker) Investment Banks/BrokersFinance Citigroup Global Markets, Inc. (Broker) (CGMI-Broker) is the broker/dealer division of Citigroup Global Markets, Inc., an investment bank headquartered in New York City with additional offices across the US. The firm was founded in 2004 and is a subsidiary of Citigroup Financial Products, Inc., ultimately held by Citigroup, Inc. (NYSE: C). CGMI-Broker covers all market capitalizations of the major global indices and provides macro and quantitative analysis of global markets and sector trends. Their core focus of the group is to help investing clients make informed decisions by providing value-added, independent, insightful analysis. | Investment Banks/Brokers | Corporate Officer/Principal | |
American Enterprise Investment Services, Inc.
American Enterprise Investment Services, Inc. Finance/Rental/LeasingFinance American Enterprise Investment Services, Inc. provides clearing and trade execution services for American Express Financial Advisors and American Express Funds. It is headquartered in Minneapolis, MN. | Finance/Rental/Leasing | Director/Board Member | |
Scotia Capital (USA), Inc.
Scotia Capital (USA), Inc. Investment Banks/BrokersFinance Scotia Capital (USA), Inc. (SCUSA) is a SEC-registered broker/dealer headquartered in New York City. The firm is a subsidiary of Scotia Holdings (USA) LLC, which is owned by The Bank of Nova Scotia (NYSE: BNS; TSE: BNS) in Canada. They provide debt research coverage on US investment grade and high yield debt markets. SCUSA focuses on 6 industries which includes automotive, financial services, healthcare, media and communications, REGAL - real estate/gaming and leisure and technology. They also focus on 4 main global sectors such as power, mining, infrastructure and oil & gas/energy. | Investment Banks/Brokers | Analyst-Equity | |
Ameriprise Financial Services LLC
Ameriprise Financial Services LLC Investment Banks/BrokersFinance Ameriprise Financial Services LLC (AFS) is a registered broker-dealer headquartered in Minneapolis, Minnesota. The firm was founded in 1971 and is a subsidiary of AMPF Holding Corp., which is owned by Ameriprise Financial, Inc. (NYSE: AMP). AFS offers brokerage services that enable clients to invest in many different types of investments including mutual funds, stocks, bonds, exchange traded products, unit investment trusts, annuities and alternative investments. | Investment Banks/Brokers | Chief Executive Officer Chief Executive Officer | |
College of the Holy Cross (Massachusetts) | College/University | Undergraduate Degree | |
Goldman Sachs & Co. LLC
Goldman Sachs & Co. LLC Investment Banks/BrokersFinance Goldman Sachs & Co. LLC (GS&Co.) is a securities brokerage firm headquartered in New York City. Founded in 1927, the firm is a subsidiary of The Goldman Sachs Group, Inc. (NYSE: GS). GS&Co. provides services to help hedge funds manage risk, monitor portfolios, maintain liquidity and build their businesses. They offer clients access to global equity and derivatives markets, as well as foreign exchange, commodities, European Lefts, rates and credit across the Americas, Europe and Asia. The firm proactively monitors capital markets, searching for pockets of liquidity and news that may require changes to those strategies. Integration with the Goldman Sachs network gives clients access to the firm's sectored block trades and their insights into price discovery. Their electronic trading program provides clients with tools to manage their trades from pre-trade analytics to post-trade analysis. | Investment Banks/Brokers | Corporate Officer/Principal | |
Muriel Siebert & Co., Inc.
Muriel Siebert & Co., Inc. Investment Banks/BrokersFinance Founded by Muriel Siebert in 1969, Muriel Siebert & Co., Inc. is a broker/dealer located in New York City. The firm is a subsidiary of Siebert Financial Corp. (NASDAQ: SIEB). Muriel Siebert & Co. offers value-added services to their clients who include investment managers, corporations and public retirement systems. They also offer a variety of corporate underwriting and investment banking services. The firm is a member of the NYSE, FINRA and the SIPC. | Investment Banks/Brokers | Corporate Officer/Principal | |
Barclays Capital, Inc.
Barclays Capital, Inc. Investment Banks/BrokersFinance Barclays Capital, Inc. is a registered broker/dealer headquartered in New York City. The firm was founded in 1997 and is a subsidiary of Barclays Group US, Inc., ultimately owned by Barclays plc (LON: BARC) in Great Britain. Barclays Capital provides large corporate, government and institutional clients a full spectrum of prime brokerage services which includes equities and fixed income financing, OTC Clearing, Futures and Foreign Exchange Prime Brokerage and access to industry insights and analytics from their Strategic Consulting team. | Investment Banks/Brokers | Analyst-Equity | |
Boston College | College/University | Undergraduate Degree | |
New York Institute of Technology | College/University | Undergraduate Degree | |
The Pennsylvania State University | College/University | Graduate Degree | |
Quincy University | College/University | Undergraduate Degree | |
St. Anselm College | College/University | Undergraduate Degree | |
University of Wisconsin | College/University | Undergraduate Degree | |
Syntegra Private Wealth Group LLC
Syntegra Private Wealth Group LLC Investment ManagersFinance Syntegra Private Wealth Group LLC is an independent, SEC-registered investment advisor and wealth management firm headquartered in Chesterfield, Missouri. The firm offers investment advisory services to individuals, pension and profit-sharing plans, charitable organizations, and corporations or other businesses. | Investment Managers | Chief Executive Officer President Portfolio Manager-Equities | |
AMERIPRISE FINANCIAL, INC. | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal | |
RBC Wealth Management
RBC Wealth Management Investment ManagersFinance RBC Wealth Management (RBCWM) is wealth management division of RBC Capital Markets Equity Research, which is ultimately owned by Royal Bank of Canada (NYSE; TSE: RY). Formerly known as RBC Dain Rauscher, Inc., the firm was founded in 2001 and is headquartered in Minneapolis, Minnesota. RBCWM provides trusted advice and wealth management solutions to individuals, families and institutions. | Investment Managers | Corporate Officer/Principal | |
Prudential Securities, Inc. (Michigan)
Prudential Securities, Inc. (Michigan) Investment Banks/BrokersFinance Part of Prudential Financial, Inc., Prudential Securities, Inc. (Michigan) is a company based in West Bloomfield, MI. | Investment Banks/Brokers | Corporate Officer/Principal | |
Ernst & Young Capital Advisors LLC
Ernst & Young Capital Advisors LLC Investment Banks/BrokersFinance Founded in 2009, Ernst & Young Capital Advisors LLC is an SEC-registered broker/dealer headquartered in Chicago, Illinois. The firm is affiliated with Ernst & Young LLP. Ernst & Young Capital Advisors provides an array of trading and execution services for their clients. They do not provide any internal research. | Investment Banks/Brokers | Corporate Officer/Principal | |
University of Missouri-St. Louis | College/University | Undergraduate Degree | |
Missouri State University | College/University | Graduate Degree | |
Ameriprise Financial Services, Inc. /Washington/
Ameriprise Financial Services, Inc. /Washington/ Investment ManagersFinance Ameriprise Financial Services, Inc. provides finance advisory services to clients. It specializes in tax planning, investments, real estate, trusts and charitable giving. The company was founded by John Tappan in 1894 and is headquartered in Mercer Island, WA. | Investment Managers | Chairman | |
Ameriprise Bank, FSB
Ameriprise Bank, FSB Savings BanksFinance Part of Ameriprise Financial, Inc., Ameriprise Bank, FSB operates as a federally chartered savings bank. The company is based in Minneapolis, MN. | Savings Banks | Chairman | |
Finra Ltd. | Corporate Officer/Principal | ||
Securities Investor Protection Corp.
Securities Investor Protection Corp. Insurance Brokers/ServicesFinance The Securities Investor Protection Corporation either acts as trustee or works with an independent court-appointed trustee in a missing asset case to recover funds. The statute that created SIPC provides that customers of a failed brokerage firm receive all non-negotiable securities that are already registered in their names or in the process of being registered. Recovered funds are used to replenish SIPC's reserve in the event that the reserve is tapped in the early stages of a liquidation proceeding. | Insurance Brokers/Services | Corporate Officer/Principal | |
American Securities Association
American Securities Association Miscellaneous Commercial ServicesCommercial Services The American Securities Association is a non-profit organization that advocates for the interests of broker-dealers and investors. The non-profit company is based in Washington. The association recently sent a comment letter to the SEC regarding new mandates related to cybersecurity policies. The American company also supports Representative Pete Sessions ’ legislation codifying a U.S. Securities and Exchange Commission (SEC) staff no-action letter that allows brokers-dealers to continue to be compensated for providing research services without registering as investment advisers. The association works in communities across the country to create jobs, grow the economy, and increase prosperity for all Americans. | Miscellaneous Commercial Services | Director/Board Member | |
Securities Industry & Financial Markets Association, Inc.
Securities Industry & Financial Markets Association, Inc. Miscellaneous Commercial ServicesCommercial Services Securities Industry & Financial Markets Association, Inc. (SIFMA) is an organization that represents the securities industry in the United States. The private company is based in New York, NY and has subsidiaries in the United States. The company's main focus is advocating for effective and resilient capital markets. The CEO of the company is Kenneth E. Bentsen. | Miscellaneous Commercial Services | Director/Board Member | |
Robert W. Baird & Co., Inc. (Private Banking)
Robert W. Baird & Co., Inc. (Private Banking) Investment ManagersFinance Robert W. Baird & Co., Inc. (Private Banking) (RWBCI) is the wealth management division of Robert W. Baird & Co., Inc., an employee-owned capital markets, asset management and private equity firm headquartered in Milwaukee, Wisconsin. The firm was founded in 1919 and is a subsidiary of Baird Financial Corp., ultimately held by Baird Financial Group, Inc. RWBCI offers investment management services to all types of current or prospective clients, which include, but not limited to: individuals, trusts, estates, Retirement Accounts, pension and profit-sharing plans, charitable organizations, and corporations or other business entities. | Investment Managers | Portfolio Manager-Equities | |
St. Lawrence University | College/University | Undergraduate Degree | |
First Business Bank (Investment Management)
First Business Bank (Investment Management) Investment ManagersFinance First Business Bank (Investment Management) (FBB-IM) is the investment management division of First Business Bank, a state-chartered, commercial bank headquartered in Madison, Wisconsin. The firm was founded in 1909 and is a wholly-owned subsidiary of First Business Financial Services, Inc. (NASDAQ: FBIZ). FBB-IM offers a full line of financial services for businesses and business owners, such as Business Banking, Private Wealth (Financial Planning, Investment Management, Trust & Estate Administration, and Private Banking) and Bank Consulting (Investment Portfolio Services, Asset Liability Management, ALM Process Validation) solutions. | Investment Managers | Analyst-Equity |
Statistiques
Internationale
Etats-Unis | 40 |
Royaume-Uni | 2 |
Sectorielle
Finance | 28 |
Consumer Services | 11 |
Commercial Services | 3 |
Opérationnelle
Corporate Officer/Principal | 24 |
Undergraduate Degree | 9 |
Portfolio Manager-Equities | 8 |
Chairman | 6 |
President | 6 |
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