John G. Cataldo
Plus aucun poste en cours
Profil
John G.
Cataldo worked as a Chief Compliance Officer at Investors Capital Holdings Ltd.
and Investors Capital Corp.
Anciens postes connus de John G. Cataldo
| Sociétés | Poste | Fin |
|---|---|---|
| INVESTORS CAPITAL HOLDINGS LTD | Compliance Officer | - |
Investors Capital Corp.
 Investors Capital Corp. Investment Banks/BrokersFinance Founded in 1992, Investors Capital Corp. is an independent SEC-registered broker/dealer headquartered in Lynnfield, Massachusetts. The firm is a subsidiary of Investors Capital Holdings Ltd. They provide a full array of trading and execution services for their clients. The firm does not provide any internal research. Investors Capital Corp. is a member FINRA, NASD and SIPC. | Compliance Officer | - |
Expériences
Fonctions occupées
Sociétés liées
| Entreprise privées | 2 |
|---|---|
Investors Capital Corp.
Investors Capital Corp. Investment Banks/BrokersFinance Founded in 1992, Investors Capital Corp. is an independent SEC-registered broker/dealer headquartered in Lynnfield, Massachusetts. The firm is a subsidiary of Investors Capital Holdings Ltd. They provide a full array of trading and execution services for their clients. The firm does not provide any internal research. Investors Capital Corp. is a member FINRA, NASD and SIPC. | Finance |
Investors Capital Holdings Ltd.
 Investors Capital Holdings Ltd. Financial ConglomeratesFinance Investors Capital Holdings Ltd. is a financial services holding company that operates primarily through its wholly-owned subsidiary, Investors Capital Corp. The company operates through two segments: Broker-dealer Services and Investment Advisory Services. The Broker-dealer Services segment includes corporate stocks and bonds, United States Government securities, municipal bonds, mutual funds, variable annuities, alternative investments and variable life insurance, including provision of market information, internet trading and portfolio tracking facilities and records management. The Investment Advisory Services segment includes asset management, conducting business as investor's capital advisory services. Investors Capital Holdings was founded by Timothy B. Murphy in July 1995 and is headquartered in Lynnfield, MA. | Finance |
