Stephen M. Cook

Credit Suisse Securities (USA) LLC (Credit Suisse Securities USA) is the broker/dealer division of Credit Suisse Securities (USA) LLC, an investment banking company headquartered in New York City. The firm was founded in 1998 and is a wholly owned subsidiary of Credit Suisse (USA), Inc., ultimately owned by Credit Suisse Group AG (SWX: CSGN) in Switzerland. Credit Suisse Securities USA offers a suite of equities, solutions and credit products and services which includes global securities sales, trading and execution, prime brokerage and comprehensive investment research. Their clients include financial institutions, corporations, governments, institutional investors, such as pension funds and hedge funds, and private individuals around the world.

Canyon Capital Advisors LLC (Canyon) is a SEC-registered investment advisor and hedge fund manager headquartered in Los Angeles, California. The firm was founded by Mitchell Julis and Joshua Friedman in 1990 and they are owned by Canyon Partners LLC. Canyon provides discretionary advisory services to individuals, trusts, pension plans, corporations, and public and private entities.

Citigroup Global Markets, Inc. (Broker) (CGMI-Broker) is the broker/dealer division of Citigroup Global Markets, Inc., an investment bank headquartered in New York City with additional offices across the US. The firm was founded in 2004 and is a subsidiary of Citigroup Financial Products, Inc., ultimately held by Citigroup, Inc. (NYSE: C). CGMI-Broker covers all market capitalizations of the major global indices and provides macro and quantitative analysis of global markets and sector trends. Their core focus of the group is to help investing clients make informed decisions by providing value-added, independent, insightful analysis.

Gamble Jones Investment Counsel (GJIC) is a SEC-registered investment advisor and wealth management firm headquartered in Pasadena, California. The firm was founded by Jim Gamble in 1956 as Gamble, Jones, Morphy & Bent. In 2023, they were acquired by Cerity Partners LLC, a subsidiary of Palladium Partners LLC. GJIC provides investment advisory services to individuals, family groups, foundations, endowment funds, trusts, pension, and profit-sharing plans.

UBS Securities LLC is an investment bank and registered broker/dealer headquartered in New York City. The firm was founded in 1998 as UBS Warburg LLC. They are a subsidiary of UBS Americas Holding LLC, ultimately held by UBS Group AG (SWX: UBSG, NYSE: UBS) in Switzerland. UBS Securities is a primary dealer in US Government securities and provides a full range of investment banking services which includes corporate finance, mergers and acquisitions, capital markets, trading and sales, fixed-income, equity research, private banking, underwriting and prime brokerage operations. The firm also provides advisory services and access to capital markets for corporate, institutional, intermediary and alternative asset management clients.

ThinGap LLC designs and manufactures electric motors and generators. The firm specializes in the development and production of custom high performance brushless DC and synchronous permanent magnet motors and generators. The firm serves the medical devices and technologies, aerospace and defense, unmanned systems, robotics and industrial automation and green technology industries. The company was founded in 1997 by Greg Graham, R. Michael Crill and Jerry Yankie and is headquartered in Camarillo, CA.

Part of KPMG International Cooperative, KPMG, Inc. provides audit and accounting services. The company is based in Vancouver, Canada. The CEO of the Canadian company is Walter R. Pela.

Afraxis, Inc. operates as a contract research organization (CRO), specializes in preclinical efficacy evaluations (in vivo and in vitro), neurotoxicity evaluations, and structure-efficacy relationship (SER)-driven medicinal chemistry. It develops Afraxis ESP, an enhanced spine analysis platform that quantifies the morphology and maturity of synaptic dendritic spines, which are fundamental to information processing by neural synapses in the brain. The company was founded by Jay B. Lichter, Carmine Stengone, Susumu Tonegawa and Ben Vollrath in 2007 and is headquartered in San Diego, CA.

Aurrion, Inc. develops and manufactures silicon photonic integrated circuits. The firms platform enables all the elements of photonics systems, including active components such as lasers, modulators and amplifiers, to be fabricated on the wafer scale with the performance of traditional III-V materials and the control and cost-structure of silicon foundries. The company was founded by Alexander W. Fang and John E. Bowers in 2007 and is headquartered in Goleta, CA.

Jefferies LLC is a global investment bank and institutional securities firm headquartered in New York City. The firm was founded in 1962 and is a subsidiary of Jefferies Group LLC, ultimately held by Jefferies Financial Group, Inc. (NYSE: JEF). Jefferies provides corporate clients with research and execution services in equity, fixed income, and foreign exchange markets, as well as a full range of investment banking services such as underwriting, mergers and acquisitions, restructuring and recapitalization, and other advisory services, with all businesses operating in the Americas, Europe and Asia.

Pacific Investment Management Co. LLC (PIMCO) is a SEC-registered investment advisor headquartered in Newport Beach, California. Founded in 1971, the firm is a subsidiary of Allianz Asset Management of America LP and their ultimate parent is Allianz SE (ETR: ALV), a German global insurance company. PIMCO provides discretionary investment management services to a global client base.

Principal Global Investors LLC, dba Principal Asset Management (Principal AM), is a SEC-registered investment advisor headquartered in Des Moines, Iowa. The firm was founded in 1998 and is a wholly owned subsidiary of the Principal Global Investors Holding Co. (US) LLC and their ultimate parent is Principal Financial Group, Inc. (NASDAQ: PFG). Principal AM provides investment advisory services to institutional investors and individuals on a discretionary or non-discretionary basis.

Northwestern University is a private institution founded in 1851 to serve the Northwest Territory, an area that now includes the states of Ohio, Indiana, Illinois, Michigan, Wisconsin and parts of Minnesota. Northwestern has three campuses

California Institute of Technology provides education focusing on science, engineering, academia, business, and public service. The company was founded in 1891 and it is headquartered in Pasadena, CA.

Quintessent Inc. engages in the manufacture of optical engines. It commercializes quantum dot-based lasers and photonic integrated circuits. The company was founded by Alan Young Liu and John Bowers in 2011 and is headquartered in Santa Barbara, CA.

Entrada Ventures (Entrada Ventures) is a venture capital firm founded in 2018. The firm is headquartered in Santa Barbara, California.

Lawrence Livermore National Laboratory provides nuclear testing services. The Laboratory's security needs include countering the proliferation of weapons of mass destruction and strengthening homeland security against the terrorist use of such weapons. The company was founded in 1952 and is headquartered in Livermore, CA.

Part of Apollo Global Management, Inc., Apollo Investment Management LP provides investment advice. The company is based in New York, NY. The company was founded by Arthur Howard Penn.

Parsons Co., Inc. provides custom metal fabrication, precision machining, simple and complex welding, assembly, and painting services. Its services include machining, fabrication, welding, paint, assembly and tool design and build. The company was founded in 1971 and is headquartered in Roanoke, IL.

Voxtel, Inc. engages in the development and manufacture of photonic and electro-optic devices and systems. It offers laser rangefinders, lasers, photoreceivers, detector arrays, focal plane arrat and flash ladar FPAs, and readout integrated circuits. The company was founded in 1999 and is headquartered in Beaverton, OR.

MMA Renewable Ventures LLC (MMA Renewable Ventures) is a venture capital a subsidiary of Municipal Mortgage & Equity founded in 1999. The firm is headquartered in Baltimore, Maryland.