![William A. Iommi](data:image/svg+xml,<svg xmlns="http://www.w3.org/2000/svg" width="16" height="16" fill="%231b1b1b" class="bi bi-person-fill" viewBox="0 0 16 16"><path d="M3 14s-1 0-1-1 1-4 6-4 6 3 6 4-1 1-1 1zm5-6a3 3 0 1 0 0-6 3 3 0 0 0 0 6"/></svg>)
William A. Iommi
Plus aucun poste en cours
Profil
Mr. Iommi joined R&R in October 2003 as our Chief Compliance Officer and is responsible for monitoring our businesses for compliance of securities regulations.
From June 2003 through October 2003 he served as compliance manager at Goldstein Law Group.
From November 2002 through June 2003 he served as chief compliance officer for Eagle Ridge Securities.
From June 2000 through November 2002 he served as chief compliance officer of Sands Brothers, Ltd. From June 1993 through May 2000 he served as divisional compliance director (northeast) for Citigroup Salomon Smith Barney.
From May 1989 through May 1993 he served as executive director of Trading Analysis and Inquiries at the AMEX.
From May 1981 through April 1989 he served as manager of market surveillance services at the NYSE.
Anciens postes connus de William A. Iommi
| Sociétés | Poste | Fin |
|---|---|---|
Rodman & Renshaw LLC (Old)
 Rodman & Renshaw LLC (Old) Investment Banks/BrokersFinance Provides brokerage services | Analyst-Equity | 01/05/2012 |
Goldstein Law Group PC
 Goldstein Law Group PC Miscellaneous Commercial ServicesCommercial Services Goldstein Law Group PC is a private company based in New York, NY. | Conseiller Juridique Général | 01/10/2003 |
Eagle Ridge Securities | Conseiller Juridique Général | 01/06/2003 |
Sands Brothers & Co. Ltd.
 Sands Brothers & Co. Ltd. Investment Banks/BrokersFinance Provides Brokerage Services. | Conseiller Juridique Général | 01/11/2002 |
| CITIGROUP INC. | Corporate Officer/Principal | 01/05/2000 |
Formation de William A. Iommi
Expériences
Fonctions occupées
Actives
Inactives
Sociétés cotées
Entreprise privées
Relations
90
Relations au 1er degré
8
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 8 |
|---|---|
Sands Brothers & Co. Ltd.
Sands Brothers & Co. Ltd. Investment Banks/BrokersFinance Provides Brokerage Services. | Finance |
Citigroup, Inc.
 Citigroup, Inc. Major BanksFinance Provides retail, investment, commercial banking, brand cards, securities sale & exchanges services | Finance |
New York Stock Exchange, Inc.
 New York Stock Exchange, Inc. Investment Banks/BrokersFinance Operates securities exchange market | Finance |
Rodman & Renshaw LLC (Old)
Rodman & Renshaw LLC (Old) Investment Banks/BrokersFinance Provides brokerage services | Finance |
City University of New York
 City University of New York Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Amex, Inc.
 Amex, Inc. Miscellaneous Commercial ServicesCommercial Services Provides telecommunications and export management services | Commercial Services |
Goldstein Law Group PC
Goldstein Law Group PC Miscellaneous Commercial ServicesCommercial Services Goldstein Law Group PC is a private company based in New York, NY. | Commercial Services |
Eagle Ridge Securities |
